SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LANDY EUGENE W

(Last) (First) (Middle)
101 CRAWFORDS CORNER ROAD
SUITE 1405

(Street)
HOLMDEL NJ 07733

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MONMOUTH REAL ESTATE INVESTMENT CORP [ MNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman of the Board
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
MNR Common Stock 971,593.417(1) D
MNR Common Stock 194,405 I Eugene W. Landy and Gloria Landy Family Foundation
MNR Common Stock 43,748.195 I Juniper Plaza Associates
MNR Common Stock 32,866.355 I Windsor Industrial Park Associates
MNR Common Stock 97,913.57 I Spouse
MNR Common Stock 13,048 I Landy Investments, Ltd.
MNR Common Stock 168,293.62 I Landy & Landy Employees' Pension Plan
MNR Common Stock 201,426.819 I Landy & Landy Employees' Profit Sharing Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option to Purchase Common Stock $16.46 01/13/2022 01/13/2029 MNR Common Stock 65,000 65,000 D
Stock Option to Purchase Common Stock $14.55 01/13/2021 01/13/2028 MNR Common Stock 65,000 65,000 D
Stock Option to Purchase Common Stock $12.86 01/10/2020 01/10/2027 MNR Common Stock 65,000 65,000 D
Qualified Stock Option to Purchase Common Stock $17.8 01/03/2019 01/03/2026 MNR Common Stock 65,000 65,000 D
Qualified Stock Option to Purchase MNR Common Stock $15.04 01/04/2018 01/04/2025 MNR Common Stock 65,000 65,000 D
Qualified Stock Option to Purchase MNR Common Stock $10.37 01/05/2017 01/05/2024 MNR Common Stock 65,000 65,000 D
Qualified Stock Option to Purchase MNR Common Stock $11.16 01/05/2016 01/05/2023 MNR Common Stock 65,000 65,000 D
Qualified Stock Option to Purchase Common Stock $8.94 01/03/2015 01/03/2022 MNR Common Stock 65,000 65,000 D
Explanation of Responses:
1. Includes 97.345 shares issued on 6/15/2021 in lieu of payment of the cash dividend in accordance with the terms of the Amended and Restated 2007 Incentive Award Plan.
Eugene W. Landy 06/16/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.