SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
STUPP JOHN P JR

(Last) (First) (Middle)
700 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SPIRE INC [ SR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2005
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/27/2005
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2005 A 800 A $0.00 800(1)(2) I held by restricted stock plan trustee
Common Stock 6,000 I Trustee of the Stupp Bros. Bridge & Iron Co. Foundation(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award of restricted shares under Restricted Stock Plan for Non-Employee Directors, an exempt transaction under Rule 16b-3(d).
2. This was the amount of shares directly beneficially owned by the Reporting Person at the time this Form 4 was originally filed, January 27, 2005. This line item is not new or revised and is being repeated in order to gain access to the system due to the limitations of the Issuer's filing software. The current direct share ownership of the Reporting Person is 17,160 as stated in the Form 4 filed on June 14, 2021.
3. The Foundation is a charitable trust in which the Reporting Person is a trustee and has voting and dispositive power over the shares held by it. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
4. This amendment is being filed because Issuer shares beneficially owned by Foundation were inadvertently omitted as a holding from the Form 4 filed by Reporting Person on January 27, 2005, and were also inadvertently omitted as a holding from the Forms 4 filed by Reporting Person on January 26, 2006, January 26, 2007, January 31, 2008, January 29, 2009, January 28, 2010, January 27, 2011, January 26, 2012, January 31, 2013, January 31, 2014, February 4, 2015, February 2, 2016, February 1, 2017, February 9, 2017, May 22, 2017, December 15, 2017, February 5, 2018, and February 1, 2019. These shares were sold on June 10, 2021 and appropriately reported on the Form 4 filed June 14, 2021.
Remarks:
/s/ Ellen Theroff, Attorney-in-Fact for John P. Stupp, Jr. 06/15/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.