UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of Registrant as Specified in Its Charter)
|
|
|
|
|
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
|
|
|
|
|
|
|
|
|
(Address of Principal Executive Offices)
|
(Zip Code) |
|
Registrant’s Telephone Number, Including Area Code: (
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
|
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
|
|
|
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
(a)(b) On June 11, 2021, the Company held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”). A quorum was present at the meeting as required by the Company’s Bylaws. The immediately following charts set forth the number of votes cast for and against, and the number of abstention votes and broker non-votes, with respect to each matter voted upon by the stockholders.
Proposal 1 – Election of Directors
Ronald Bension, James Chambers, William Gray, Timothy Hartnett, Charles Koppelman, Yoshikazu Maruyama, Thomas Moloney, Neha Jogani Narang, Scott Ross and Kimberly Schaefer were elected to the Board to serve as directors until the Company’s 2022 Annual Meeting of Stockholders and until their successors have been duly elected and qualified.
|
|
|
|
|
|
|
|
Votes |
Votes |
Votes |
Broker |
|
Ronald Bension |
65,456,439 |
115,378 |
80,188 |
7,386,445 |
|
James Chambers |
58,794,433 |
6,777,474 |
80,098 |
7,386,445 |
|
William Gray |
64,964,538 |
613,390 |
74,077 |
7,386,445 |
|
Timothy Hartnett |
65,531,858 |
39,955 |
80,192 |
7,386,445 |
|
Charles Koppelman |
63,017,096 |
2,554,712 |
80,197 |
7,386,445 |
|
Yoshikazu Maruyama |
64,141,310 |
1,430,688 |
80,007 |
7,386,445 |
|
Thomas Moloney |
64,046,758 |
1,530,793 |
74,454 |
7,386,445 |
|
Neha Jogani Narang |
65,458,179 |
113,763 |
80,063 |
7,386,445 |
|
Scott Ross |
60,742,205 |
4,835,695 |
74,105 |
7,386,445 |
|
Kimberly Schaefer |
65,540,465 |
37,462 |
74,078 |
7,386,445 |
|
|
|
|
|
|
Proposal 2 – Ratification of Independent Registered Public Accounting Firm
The appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021 was ratified.
|
|
|
|
|
Votes |
Votes |
Votes |
|
72,879,760 |
99,957 |
58,733 |
Proposal 3 – Non-binding Vote on Executive Compensation
The stockholders approved, on an advisory, non-binding basis, the compensation paid to the Company’s named executive officers.
|
|
|
|
|
|
Votes |
Votes |
Votes |
Broker |
|
45,559,824 |
19,993,338 |
98,843 |
7,386,445 |
Item 9.01Financial Statements and Exhibits.
(d)Exhibits
|
Exhibit No. |
|
Description |
|
|
|
|
|
104 |
|
Cover page interactive data filed (embedded within the Inline XBRL document). |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
SEAWORLD ENTERTAINMENT, INC. |
|
|
|
|
|
|
|
Date: June 14, 2021 |
|
By: |
|
/s/ G. Anthony (Tony) Taylor |
|
|
|
Name: |
|
G. Anthony (Tony) Taylor |
|
|
|
Title: |
|
Chief Legal Officer, General Counsel and Corporate Secretary |