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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 10, 2021
 
NORTHWEST PIPE COMPANY
(Exact name of registrant as specified in its charter)
 
Oregon
 
0-27140
 
93-0557988
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
201 NE Park Plaza Drive, Suite 100
Vancouver, WA 98684
(Address of principal executive offices and Zip Code)
 
Registrant's telephone number, including area code: 3603976250
 
Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
 Title of each class         
Trading Symbol(s)  
 Name of each exchange on which registered     
Common Stock, par value $0.01 per share
NWPX
Nasdaq Global Select Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company     
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ☐
 


 
 

 
 
Item 5.07
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
   
 
At the Annual Meeting of Shareholders of Northwest Pipe Company on June 10, 2021, the Company’s shareholders: (i) elected three directors; (ii) approved, on an advisory basis, the compensation paid to the Company’s named executive officers; and (iii) ratified the appointment of Moss Adams LLP as the Company’s independent registered public accountants for the year ending December 31, 2021. Set forth below are the voting results for each of these proposals.
 
Proposal 1:      Election of three directors:
 
 
Nominee
 
For
 
Withheld
 
Broker Non‑votes
 
Amanda Kulesa (three‑year term)
 
7,260,052
 
817,631
 
1,049,208
 
Keith Larson (three‑year term)
 
7,623,485
 
454,198
 
1,049,208
 
Richard Roman (three‑year term)
 
8,058,079
 
19,604
 
1,049,208
 
  Proposal 2:      Advisory vote on executive compensation:
 
 
For
 
Against
 
Abstain
 
Broker Non‑votes
 
7,130,819
 
638,626
 
308,238
 
1,049,208
 
  Proposal 3:      Ratification of the appointment of Moss Adams LLP as the Company’s independent registered public accountants for the year ending December 31, 2021:
 
 
For
 
Against
 
Abstain
 
Broker Non‑votes
 
9,107,845
 
6,985
 
12,061
 
-
 
 
Item 9.01.
FINANCIAL STATEMENTS AND EXHIBITS
   
(d)
Exhibits
   
 
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 

 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized on June 11, 2021.
 
 
NORTHWEST PIPE COMPANY
 
(Registrant)
     
 
By
/s/ Aaron Wilkins
   
Aaron Wilkins
Senior Vice President, Chief Financial Officer, and Corporate Secretary