SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
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|Item 8.01||Other Events|
Co-Founder and Director, Josh Harris, provided notice to Apollo Global Management, Inc. (the “Company”) that he adopted a trading plan pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended (the “10b5-1 Plan”) under the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Company, the Apollo Principal Entities defined therein and the Apollo Principal Holders defined therein.
The 10b5-1 Plan currently contemplates sales relating to up to approximately 3.8 million Apollo Operating Group units (the “AOG units”) that are exchangeable into shares of Class A common stock of the Company subject to compliance with, among other things, Rule 144 under the Securities Act of 1933, as amended. The 10b5-1 Plan was entered into by Mr. Harris for long-term financial planning and diversification purposes.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|APOLLO GLOBAL MANAGEMENT, INC.|
|Date: June 11, 2021||By:|
|Name:||John J. Suydam|
|Title:||Chief Legal Officer|