8-K 1 tm2117995d1_8k.htm FORM 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 27, 2021

 

Karat Packaging Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 001-40336 83-2237832
(State or other jurisdiction of incorporation (Commission File Number (IRS Employer Identification No.)
     

 

6185 Kimball Avenue, Chino, CA 91708
(Address of principal executive offices) (Zip Code)

 

(626) 965-8882

Registrant’s telephone number, including area code:

 

N/A
(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol Name of each exchange on which registered
Common Stock, $0.001 par value per share KRT The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b -2 of this chapter).

Emerging growth company x

 

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 2.02Results of Operations and Financial Condition.

 

As previously reported on its Current Report on Form 8-K filed on May 27, 2021, Karat Packaging Inc. (the “Company”) held a conference call reporting its financial results for the first quarter of 2021. A copy of the script and transcript of the question and answer session is furnished herewith as Exhibit 99.1 and Exhibit 99.2, respectively.

 

Also, on May 28, 2021, the Company issued a press release providing financial outlook for second quarter of 2021. A copy of the press release is furnished herewith as Exhibit 99.3.

 

The information in Item 2.02 of this Current Report on Form 8-K (including Exhibit 99.1, Exhibit 99.2 and Exhibit 99.3) is furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. The information in Item 2.02 of this Current Report on Form 8-K (including Exhibit 99.1, Exhibit 99.2 and Exhibit 99.3) shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, whether made before or after the date of this Current Report, regardless of any general incorporation language in the filing.

 

Item 7.01.Regulation FD Disclosure.

 

The information in Item 2.02 of this report is incorporated by reference into this Item 7.01.

 

Item 9.01Financial Statements and Exhibits.

 

(d) Exhibits

 

 

   
 

Exhibit

Number

 

Description

     
  99.1 Conference Call Script dated May 27, 2021
  99.2 Transcript of Question and Answer Session dated May 27, 2021
  99.3 Press release dated May 28, 2021

 

 

 

 

SIGNATURES

 

           Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  May 28, 2021 KARAT PACKAGING INC.  
       
       
  By: /s/ Ann T. Sabahat  
         Ann T. Sabahat  
         Chief Financial Officer