SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Yin Daniel Tei-Hwa

(Last) (First) (Middle)
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET

(Street)
ST. PAUL MN 55102

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/20/2021
3. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [ TRV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Co-Chief Invest. Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 45,590.699(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) 02/05/2016 02/05/2023 Common Stock 7,267 78.65 D
Stock Options (Right to Buy) 02/04/2017 02/04/2024 Common Stock 7,317 80.35 D
Stock Options (Right to Buy) 02/03/2018 02/03/2025 Common Stock 7,983 106.04 D
Stock Options (Right to Buy) 02/02/2019 02/02/2026 Common Stock 9,502 106.03 D
Stock Options (Right to Buy) 02/09/2020 02/09/2027 Common Stock 8,470 118.78 D
Stock Options (Right to Buy) 02/06/2021 02/06/2028 Common Stock 7,153 140.85 D
Stock Options (Right to Buy) 02/05/2022 02/05/2029 Common Stock 9,731 126.18 D
Stock Options (Right to Buy) 02/04/2023 02/04/2030 Common Stock 27,755 132.58 D
Stock Options (Right to Buy) 02/02/2024 02/02/2031 Common Stock 21,450 139.83 D
Explanation of Responses:
1. Includes 70 restricted stock units awarded on October 15, 2019 pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan. Such restricted stock units will be settled in shares of common stock three years following the date of the award.
/s/Wendy C. Skjerven, by power of attorney 05/28/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.