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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): May 28, 2021
 

 
BANKFINANCIAL CORPORATION
(Exact Name of Registrant as Specified in Charter)
 

 
Maryland
 
0-51331
 
75-3199276
(State or Other Jurisdiction
of Incorporation)
 
(Commission File No.)
 
(I.R.S. Employer
Identification No.)
 
 
     
60 North Frontage Road, Burr Ridge, Illinois
 
60527
(Address of Principal Executive Offices)
 
(Zip Code)
 
Registrants telephone number, including area code: (800) 894-6900
 
Not Applicable
(Former name or former address, if changed since last report)

 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading
Symbol(s)
 
Name of each exchange on which registered
Common Stock, par value $0.01 per share
 
BFIN
 
The NASDAQ Stock Market LLC
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
Item 5.07    Submission of Matters to a Vote of Security Holders.
 
Annual Meeting Voting Results. The following are the results of the stockholder votes that were cast at the Company’s Annual Meeting of Stockholders on May 28, 2021:
 
Proposal No.1: The election of the following nominees as directors of the Company: Cassandra J. Francis and Terry R. Wells to hold office until the 2024 Annual Meeting of Stockholders and until their successors are duly elected and qualify.
 
Nominee
  Number of Votes Cast For     Number of Votes Withheld    
Broker Non-Votes
 
Cassandra J. Francis
    7,734,477       3,273,419       1,893,981  
Terry R. Wells     7,223,046       3,784,850       1,893,981  
 
Proposal No.2: Ratification of the selection of RSM US LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.
 
Number of votes cast FOR Proposal
    12,651,460  
Number of votes cast AGAINST Proposal
    159,224  
Number of Abstentions
    91,192  
Broker Non-Votes
     
 
Proposal No.3: The approval of an advisory, non-binding resolution to approve our executive compensation.
 
Number of votes cast FOR the non-binding resolution
    7,442,396  
Number of votes cast AGAINST the non-binding resolution
    3,476,477  
Number of Abstentions
    89,023  
Broker Non-Votes
    1,893,981  
 
 
 
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
      BANKFINANCIAL CORPORATION
      (Registrant)
         
Date:
May 28, 2021
 
By:
/s/ F. Morgan Gasior
       
F. Morgan Gasior
       
Chairman of the Board, Chief Executive Officer and President