SD 1 a2021formsd.htm SD Document

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
FORM SD
Specialized Disclosure Report
 
 
 
UBIQUITI INC.
 
 
 
State of Delaware 001-35300 32-0097377
(State of Incorporation) (Commission (IRS Employer
  File Number) Identification No.)
 
685 Third Avenue, 27th Floor, New York, NY 10017
(Address of Principal Executive Offices) (Zip Code)
 
Hartley Nisenbaum (646) 780-7958
(Name and telephone number, including area code, of the person to contact in connection with this report.)
 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies.
 
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.
 
 




  
Section 1 – Conflict Minerals Disclosure
 
Items 1.01 and 1.02 Conflicts Minerals Disclosure and Report, Exhibit
 
Conflicts Mineral Disclosure
 
A copy of the Conflict Minerals Report for the reporting period January 1, 2020 to December 31, 2020 of Ubiquiti Inc. (“Company”) is provided as Exhibit 1.01 hereto and is publicly available at the “Investors – Company– Corporate Governance” page of the Company’s website, http://ir.ui.com/company/corporate-governance.
 
Section 2 – Exhibits
 
Item 2.01 Exhibits
 

Safe Harbor for Forward-Looking Statements
 
Certain statements in this Form SD and the Conflict Minerals Report attached as an Exhibit hereto are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Statements other than statements of historical fact including words such as “look”, “will”, “anticipate”, “believe”, “estimate”, “expect”, “forecast”, “consider” and “plan” and statements in the future tense are forward-looking statements. These statements that could be deemed forward-looking statements include statements regarding business trends, anticipated demand for our products, and any statements or assumptions underlying any of the foregoing.
 
Forward-looking statements are subject to certain risks and uncertainties that could cause our actual future results to differ materially, or cause a material adverse impact on our results. Given these uncertainties, you should not place undue reliance on these forward-looking statements. Also, forward-looking statements represent our management’s beliefs and assumptions only as of the date made. We do not undertake any obligation to update information contained herein. You should review our SEC filings carefully and with the understanding that our actual future results may be materially different from what we expect.
 
Documents Incorporated by Reference
 
Unless expressly incorporated by reference in this Form SD and the Conflict Minerals Report attached as an Exhibit hereto, any documents, third-party materials or references to websites (including, but not limited to, our website) are not incorporated by reference in, or considered to be a part of, the Form SD or the Conflict Minerals Report attached as an Exhibit hereto.


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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
Ubiquiti Inc.
 
By:/s/ Hartley Nisenbaum Date: May 26, 2021
 Hartley Nisenbaum  
 General Counsel and Corporate Secretary  


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EXHIBIT INDEX
 
 
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