8-K 1 mmcagmresultsform8-k1.htm FORM 8-K 5-24-2021 Document

Washington, D.C.  20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported)May 20, 2021
Marsh & McLennan Companies, Inc.
(Exact Name of Registrant as Specified in its Charter)
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer
Identification No.)
1166 Avenue of the Americas,New York,NY10036
(Address of Principal Executive Offices)(Zip Code)
Registrant’s telephone number, including area code(212)345-5000
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading symbol(s)Name of exchange on which registered
Common Stock, par value $1.00 per shareMMCNew York Stock Exchange
Chicago Stock Exchange
London Stock Exchange
    Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 5.07    Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Stockholders of Marsh & McLennan Companies, Inc. (the “Company”) was held on May 20, 2021. Represented at the meeting were 461,810,532 shares, or 90.64%, of the Company’s 509,481,765 shares of common stock outstanding and entitled to vote at the meeting. Set forth below are the final voting results for the actions taken by the stockholders at the meeting.

    1.    The Company’s stockholders elected the thirteen (13) director nominees named below to a one-year term expiring at the 2022 annual meeting or until their successors are elected and qualified, with each receiving the following votes:

Director Nominee
Number of Shares
Voted For
Number of Shares
Voted Against
Number of Shares
Broker Non-Votes
Anthony K. Anderson424,277,7168,826,073 346,35128,360,392 
Oscar Fanjul417,416,86115,688,705 344,57428,360,392 
Daniel S. Glaser429,460,6803,772,532 216,92828,360,392 
H. Edward Hanway417,560,21215,571,950 317,97828,360,392 
Deborah C. Hopkins426,526,2986,671,024 252,81828,360,392 
Tamara Ingram431,106,9211,982,449 360,77028,360,392 
Jane H. Lute430,866,3542,327,469 256,31728,360,392 
Steven A. Mills419,707,15813,477,506 265,47628,360,392 
Bruce P. Nolop408,688,19824,344,289 417,65328,360,392 
Marc D. Oken424,498,9328,642,403 308,80528,360,392 
Morton O. Schapiro410,174,79822,925,138 350,20428,360,392 
Lloyd M. Yates424,707,9288,474,913 267,29928,360,392 
R. David Yost423,410,7399,701,123 338,27828,360,392 

    2.    The Company’s stockholders approved, by nonbinding vote, the compensation of the Company's named executive officers, as disclosed in the Company’s 2021 Proxy Statement, with the following vote:

Number of Shares Voted For
Number of Shares Voted Against
Number of Shares Abstained
    3.    The Company’s stockholders ratified the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021, with
the following vote:

Number of Shares Voted For
Number of Shares Voted Against
Number of Shares Abstained



    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 By:/s/ Katherine J. Brennan   
 Name:Katherine J. Brennan
 Title:Deputy General Counsel, Corporate Secretary & Chief Compliance Officer

Date:    May 24, 2021