SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Eason Christopher Douglas

(Last) (First) (Middle)
2425 S YUKON AVE

(Street)
TULSA OK 74107

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/11/2021
3. Issuer Name and Ticker or Trading Symbol
AAON, INC. [ AAON ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $.004 1,269(1) D
Common Stock, par value $.004 254 I 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 03/11/2021 03/11/2030 Common Stock 200 44.22 D
Stock Option (Right to Buy) 03/11/2022 03/11/2031 Common Stock 366 73.36 D
Stock Option (Right to Buy) 05/11/2022 05/11/2031 Common Stock 4,821(2) 65.24 D
Explanation of Responses:
1. Total amount includes a restricted stock award of 330 shares granted under the Issuer's 2016 Long Term Incentive Plan which vests ratably on each of the first three anniversaries of the date of the grant (date of grant, May 11, 2021).
2. This stock option award is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first three anniversaries of the date of the grant (date of grant, May 11, 2021).
Remarks:
Christopher D Eason 05/21/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.