SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Lee Anthony P

(Last) (First) (Middle)
C/O ROBLOX CORPORATION
970 PARK PLACE

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 05/18/2021 J(1) 315,886 A $0.00 654,909 I By Trust(2)
Class A Common Stock 05/18/2021 J(3) 123,797 A $0.00 778,706 I By Trust(2)
Class A Common Stock 05/18/2021 J(4) 282 A $0.00 778,988 I By Trust(2)
Class A Common Stock 05/18/2021 J(5) 112,304 A $0.00 891,292 I By Trust(2)
Class A Common Stock 05/18/2021 J(6) 72,930 A $0.00 964,222 I By Trust(2)
Class A Common Stock 05/18/2021 J(7) 60,315 A $0.00 67,551 I By LLC(8)
Class A Common Stock 475,582 I See Footnotes(9)(10)
Class A Common Stock 111,112 I See Footnotes(10)(11)
Class A Common Stock 21,723,455 I See Footnotes(10)(12)
Class A Common Stock 3,037,031 I See Footnotes(10)(13)
Class A Common Stock 15,111,305 I See Footnotes(10)(14)
Class A Common Stock 32,451,143 I See Footnotes(10)(15)
Class A Common Stock 701,305 I See Footnotes(10)(16)
Class Common Stock 18,080,116 I See Footnotes(10)(17)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, LP to its members.
2. These shares are held directly by the Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
3. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund IV, L.P. to its members.
4. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its members.
5. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members.
6. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.
7. Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members.
8. These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
9. These shares are held directly by Altos Hybrid 2, L.P.
10. The Reporting Person is one of the managing members of the general partners and managers of the respective entities that hold the shares reported herein (the Altos Funds). The reporting person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose.
11. These shares are held directly by Altos Hybrid 4, L.P.
12. These shares are held directly by Altos Roblox SPV 1, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members effected on May 18, 2021.
13. These shares are held directly by Altos Roblox SPV 2, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members effected on May 18, 2021.
14. These shares are held directly by Altos Roblox SPV 2020, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members effected on May 18, 2021.
15. These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members on May 18, 2021.
16. These shares are held directly by Altos Ventures IV Reserve Fund, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its members effected on May 18, 2021.
17. These shares are held directly by Altos Ventures IV, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its members effected on May 18, 2021.
Remarks:
/s/ Anthony P. Lee 05/19/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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