|
|
|
State or other jurisdiction of incorporation
|
Commission File Number
|
(IRS Employer Identification No.)
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
|
Item 5.07. |
Submission of Matters to a Vote of Security Holders
|
For
|
Against
|
Abstain
|
Percentage of Votes Cast For
|
|
Lisa M. Lucarelli
|
65,690,062
|
5,472,515
|
245,813
|
92.30%
|
Thomas O. Maggs
|
64,550,599
|
6,578,929
|
278,862
|
90.75%
|
Anthony J. Marinello, MD, PhD
|
63,512,201
|
7,622,897
|
273,292
|
89.28%
|
Robert J. McCormick
|
65,452,402
|
5,686,049
|
269,939
|
92.00%
|
Kimberly A. Russell
|
70,326,402
|
791,039
|
290,949
|
98.88%
|
Frank B. Silverman
|
70,307,905
|
789,345
|
311,140
|
98.88%
|
For
|
Against
|
Abstain
|
Percentage of
Votes Cast For
|
|
Approval of Nonbinding Advisory Resolution on the Compensation of TrustCo’s Named Executive Officers
|
67,479,547
|
3,451,848
|
476,995
|
95.13%
|
For
|
Against
|
Abstain
|
Percentage of Outstanding
Shares
|
|
Approval of a reverse stock split of TrustCo’s Common Stock at a ratio of 1 for 5, amendment of its Certificate of Incorporation, and a
proportionate reduction of TrustCo Authorized Common Stock
|
75,883,805
|
2,703,761
|
952,303
|
78.68%
|
For
|
Against
|
Abstain
|
Percentage of
Votes Cast For
|
|
Ratification of the appointment of Crowe LLP as TrustCo’s independent auditors for 2021
|
77,434,310
|
1,741,717
|
363,842
|
97.80%
|
Item 7.01. |
Regulation FD Disclosure
|
Item 8.01. |
Other Events
|
Item 9.01. |
Financial Statements and Exhibits
|
(d)
|
Exhibits
|
Exhibit No.
|
Description of Exhibit
|
Statement of Robert J. McCormick to TrustCo shareholders
|
|
Press release dated May 20, 2021
|
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document).
|
TRUSTCO BANK CORP NY
|
||
(Registrant)
|
||
By:
|
/s/Michael M. Ozimek
|
|
Michael M. Ozimek
|
||
Executive Vice President and Chief Financial Officer
|