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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 20, 2021

 

 

ARTHUR J. GALLAGHER & CO.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1-09761   36-2151613

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

2850 W. Golf Road, Rolling Meadows, Illinois   60008-4050
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (630) 773-3800

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock, $1.00 par value   AJG   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 8.01.

Other Events.

On May 20, 2021, Arthur J. Gallagher & Co. (the “Company”) completed its previously announced offering of $650 million aggregate principal amount of its 2.500% Senior Notes due 2031 (the “2031 Notes”) and $850 million aggregate principal amount of its 3.500% Senior Notes due 2051 (the “2051 Notes” and together with the 2031 Notes, the “Notes”). The offering of the Notes was made pursuant to a shelf registration statement filed with the U.S. Securities and Exchange Commission (the “SEC”) on Form S-3 (File No. 333-254015) (the “Registration Statement”).

The Notes were issued pursuant to an indenture, dated as of May 20, 2021 (the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”), as modified and supplemented in respect of the Notes by an Officers’ Certificate pursuant to the Indenture, dated as of May 20, 2021 (the “Officers’ Certificate”).

The relevant terms of the Notes, the Indenture and the Officers’ Certificate are further described under the caption “Description of Notes” in the prospectus supplement dated May 13, 2021, filed with the SEC by the Company on May 17, 2021. This description is incorporated in this Item 8.01 by reference.

The Indenture and the Officers’ Certificate (including the forms of the Notes) are filed as exhibits to this Current Report on Form 8-K and incorporated herein by reference. The descriptions of the Indenture and the Officers’ Certificate (including the forms of the Notes) in this Current Report on Form 8-K are summaries and are qualified in their entirety by the terms of the Indenture and the Officers’ Certificate (including the form of the Notes). The Company is filing this Current Report on Form 8-K in order to file with the SEC certain items that are to be incorporated by reference into the Registration Statement.

The opinion of Gibson, Dunn & Crutcher LLP relating to the validity of the Notes is filed herewith as Exhibit 5.1.

 

Item 9.01

Financial Statements and Exhibits.

 

  4.1    Indenture, dated as of May 20, 2021, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee.
  4.2    Officers’ Certificate of the Company pursuant to the Indenture, dated as of May 20, 2021.
  4.3    Form of 2.500% Senior Notes due 2031 (included in Exhibit 4.2).
  4.4    Form of 3.500% Senior Notes due 2051 (included in Exhibit 4.2).
  5.1    Opinion of Gibson, Dunn & Crutcher LLP, dated May 20, 2021.
23.1    Consent of Gibson, Dunn & Crutcher LLP (included in Exhibit 5.1).
104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

                        Arthur J. Gallagher & Co.
Date: May 20, 2021      

/s/ WALTER D. BAY

     

Walter D. Bay

Vice President, General Counsel and Secretary