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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 19, 2021 (May 18, 2021)

 

3D SYSTEMS CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware   001-34220   95-4431352
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

 

333 Three D Systems Circle

Rock Hill, South Carolina

  29730
(Address of principal executive offices)   (Zip Code)

 

 

Registrant’s telephone number, including area code: (803) 326-3900

 

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

               Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

               Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

               Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

               Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common stock, par value $0.001 per share DDD New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2). Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 



 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On May 18, 2021, 3D Systems Corporation (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). A total of 89,808,965 shares of common stock were present in person or represented by proxy at the Annual Meeting, consisting of approximately 71.9% of the total shares entitled to vote. The final votes on the proposals presented at the Annual Meeting are as follows:

 

Proposal One:

 

As set forth below, the Company’s stockholders elected the following directors to serve until the next annual meeting and until their successors are elected and qualified:

 

  Votes For   Votes Against   Abstentions  

Broker

Non-Votes

Nominees for Election to Board of Directors              
Malissia R. Clinton 67,329,362   1,353,126   143,338   20,983,139
William E. Curran 67,702,458   938,866   184,502   20,983,139
Thomas W. Erickson 52,361,042   16,309,639   155,145   20,983,139
Dr. Jeffrey A. Graves 65,149,702   3,512,950   163,174   20,983,139
Charles W. Hull 68,349,351   334,237   142,238   20,983,139
William D. Humes 68,138,061   520,007   167,758   20,983,139
Jim D. Kever 41,957,002   26,685,336   183,488   20,983,139
Charles G. McClure, Jr. 68,267,095   384,113   174,618   20,983,139
Kevin S. Moore 65,701,860   2,939,034   184,932   20,983,139
Dr. Vasant Padmanabhan 68,398,533   263,114   164,179   20,983,139
Dr. John J. Tracy 68,399,881   276,919   149,026   20,983,139
Dr. Jeffrey Wadsworth 52,347,211   16,303,356   175,259   20,983,139

 

Proposal Two:

 

As set forth below, the Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers:

 

Votes

For

   

Votes

Against

   

 

Abstentions

   

Broker

Non-Votes

63,840,554     4,745,042     240,230     20,983,139

 

 

Proposal Three:

 

As set forth below, the Company’s stockholders ratified the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021:

 

Votes For   Votes Against   Abstentions
89,921,910   648,060   238,995

 

Proposal Four:

 

As set forth below, the Company’s stockholders rejected a stockholder proposal to reduce the ownership required for stockholders to call a special meeting:

 

Votes

For

   

Votes

Against

   

 

Abstentions

   

Broker

Non-Votes

12,647,389     55,845,492     332,945     20,983,139

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    3D SYSTEMS CORPORATION
Date: May 19, 2021    
    By:                /s/ Andrew M. Johnson
    (Signature)
    Name: Andrew M. Johnson
    Title: Executive Vice President, Chief Legal Officer and Secretary