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Washington, D.C. 20549





Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): May 13, 2021



(Exact name of registrant as specified in its charter)


Delaware   001-32404   06-1529524

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)


1960 S. 4250 West, Salt Lake City, UT 84104

(Address of principal executive offices and zip code)


Registrant’s telephone number, including area code: (800) 560-3983




(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol   Name of each exchange on which registered
Common Stock, Par Value $0.001   PTE   Nasdaq Capital Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐







Item 2.02 Results of Operations and Financial Condition.


On May 13, 2021, PolarityTE, Inc. (the “Company”), issued a press release titled “PolarityTE Reports First Quarter Results and Provides Business Update,” reporting unaudited condensed consolidated balance sheet information as of March 31, 2021 and December 31, 2020, and unaudited condensed consolidated results of operations and cash flows information for the three-month periods ended March 31, 2021 and 2020. A copy of the press release is furnished as Exhibit No. 99.1 to this report.


On May 13, 2021 at 4:30 pm, Eastern Time, the Company will host a conference call and webcast to discuss the Company’s 2021 first quarter results. The slides to be used in the webcast are furnished as Exhibit 99.2 to this report. A replay of the conference call and webcast will be available on the Company’s website at www.polarityte.com.


Item 9.01 Financial Statements and Exhibits.


(d) Exhibits.


Exhibit No.   Description
99.1   Press Release dated May 13, 2021, titled “PolarityTE Reports First Quarter Results and Provides Business Update.”
99.2   Presentation Slides dated May 13, 2021, of PolarityTE, Inc.
104   Cover Page Interactive Data File, formatted in Inline XBRL







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: May 13, 2021 /s/ Jacob Patterson
  Jacob Patterson
  Interim Chief Financial Officer