UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07 | Submission of Matters to a Vote of Security Holders |
A total of 55,237,764.42 shares were present or represented by proxy at the annual meeting of stockholders of Waters Corporation (the “Company”) on May 11, 2021, representing approximately 89% of all shares entitled to vote. The final results of voting on each of the matters submitted to a vote of stockholders during the annual meeting are as follows:
| PROPOSAL 1. ELECTION OF DIRECTORS | For | Against | Abstain | Broker Non-Votes |
||||||||||||
| Election of Directors: |
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| Linda Baddour |
53,095,723.42 | 417,585.00 | 24,485.00 | 1,699,971.00 | ||||||||||||
| Udit Batra, Ph.D. |
52,579,229.42 | 936,045.00 | 22,519.00 | 1,699,971.00 | ||||||||||||
| Michael J. Berendt, Ph.D. |
50,929,717.42 | 2,533,699.00 | 74,377.00 | 1,699,971.00 | ||||||||||||
| Edward Conard |
51,112,662.42 | 2,351,237.00 | 73,894.00 | 1,699,971.00 | ||||||||||||
| Gary E. Hendrickson |
53,057,006.42 | 452,514.00 | 28,273.00 | 1,699,971.00 | ||||||||||||
| Pearl. S. Huang, Ph.D. |
53,227,624.42 | 282,606.00 | 27,563.00 | 1,699,971.00 | ||||||||||||
| Christopher A. Kuebler |
50,866,194.42 | 2,643,967.00 | 27,632.00 | 1,699,971.00 | ||||||||||||
| Flemming Ornskov, M.D., M.P.H. |
47,364,041.42 | 6,145,678.00 | 28,074.00 | 1,699,971.00 | ||||||||||||
| Thomas P. Salice |
50,018,604.42 | 3,492,327.00 | 26,862.00 | 1,699,971.00 | ||||||||||||
In accordance with the Company’s Amended and Restated Bylaws and pursuant to the foregoing vote, each of the nominated directors was re-elected to the Company’s Board of Directors.
| PROPOSAL 2. RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
For | Against | Abstain | Broker Non-Votes |
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| 52,268,415.42 | 2,944,578.00 | 24,771.00 | — | |||||||||||||
Pursuant to the foregoing vote, the ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021, was approved.
| PROPOSAL 3. NON-BINDING VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
For | Against | Abstain | Broker Non-Votes |
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| 43,994,001.00 | 9,499,895.42 | 43,897.00 | 1,699,971.00 | |||||||||||||
Pursuant to the foregoing vote, the stockholders adopted a non-binding advisory resolution indicating their approval of the compensation paid to the Company’s named executive officers.
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Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| WATERS CORPORATION | ||
| By: | /s/ Keeley A. Aleman | |
| Name: | Keeley A. Aleman | |
| Title: | Senior Vice President, General Counsel and Secretary | |
Dated: May 12, 2021
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