SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Patel Hansal N.

(Last) (First) (Middle)
4500 MT. PLEASANT ST. NW

(Street)
NORTH CANTON OH 44720

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TIMKEN CO [ TKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, GC, and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
05/10/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/10/2021 M 553 A $27.75 4,536 D
Common Stock 05/10/2021 F 107 D $92.14 4,429 D
Common Stock 05/10/2021 S 446 D $91.62(1) 3,983 D
Common Stock 05/10/2021 M 800 A $45.35 4,783 D
Common Stock 05/10/2021 F 113 D $92.14 4,670 D
Common Stock 05/10/2021 S 687 D $91.62(1) 3,983 D
Common Stock 05/10/2021 M 875 A $44.65 4,858 D
Common Stock 05/10/2021 F 125 D $92.14 4,733 D
Common Stock 05/10/2021 S 750 D $91.64(2) 3,983 D
Common Stock 05/10/2021 M 968 A $42.6 4,951 D
Common Stock 05/10/2021 F 144 D $92.14 4,807 D
Common Stock 05/10/2021 S 824 D $91.74(3) 3,983 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)(4) $27.75 05/10/2021 M 553 02/11/2017 02/11/2026 Common Stock 553 $0 0 D
Employee Stock Option (right to buy)(5) $45.35 05/10/2021 M 800 02/13/2018 02/13/2027 Common Stock 800 $0 0 D
Employee Stock Option (right to buy)(6) $44.65 05/10/2021 M 875 02/12/2019 02/12/2028 Common Stock 875 $0 438 D
Employee Stock Option (right to buy)(7) $42.6 05/10/2021 M 968 02/12/2020 02/12/2029 Common Stock 968 $0 1,935 D
Explanation of Responses:
1. This transaction was executed in a single trade at the price reported above.
2. This transaction was executed in multiple trades at prices ranging from $91.62 to $91.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. This transaction was executed in multiple trades at prices ranging from $91.64 to $91.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. 553 stock options from 02/11/16 grant of 2,210 stock options (previously reported) that vested in 25% increments per year from the date of grant.
5. 800 stock options from 02/13/17 grant of 1,600 stock options (previously reported) that vested in 25% increments per year from the date of grant.
6. 875 stock options from 02/12/18 grant of 1,750 stock options (previously reported) that vested in 25% increments per year from the date of grant.
7. 968 stock options from 02/12/19 grant of 3,870 stock options (previously reported) that vested in 25% increments per year from the date of grant.
Remarks:
/s/ Hansal N. Patel 05/11/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.