8-K 1 rgco20210405_8k.htm FORM 8-K rgco20210405_8k.htm

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported): May 10, 2021

 

RGC RESOURCES, INC.

(Exact name of Registrant as specified in its charter)

 

Virginia

000-26591

54-1909697

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

 

 

519 Kimball Ave., N.E. Roanoke, Virginia

24016

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: 540-777-4427

 

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 240.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

Trading

Symbol

Name of Each Exchange on Which Registered

Common Stock, $5 Par Value

RGCO

NASDAQ Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 if the Securities Exchange Act of 1934.

 

 

Emerging growth company             ☐

 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

☐

 

 
 

 

ITEM 2.02

RESULTS OF OPERATIONS AND FINANCIAL CONDITION.

 

On May 10, 2021, RGC Resources, Inc. issued a press release announcing the results for the second quarter ending March 31, 2021. A copy of this press release is attached hereto as Exhibit 99.1 and is hereby incorporated by reference.

 

ITEM 8.01

OTHER EVENTS.

 

The press release attached hereto as Exhibit 99.1 is also incorporated into this Item 8.01 by reference and therefore deemed "filed" for purposes of the Securities Exchange Act of 1934, as amended.

 

ITEM 9.01.

FINANCIAL STATEMENT AND EXHIBITS.

 

 

99.1 

Second Quarter Earnings Press Release dated May 10, 2021.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

RGC RESOURCES, INC.

  
       

Date: May 11, 2021

By:

/s/ Lawrence T. Oliver

  
     
 

Lawrence T. Oliver

  
 

Vice President, Interim Chief Financial Officer, Corporate Secretary and Treasurer