6-K 1 tm2115087d4_6k.htm FORM 6-K

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

May 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-      .)

 

 

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on April 30, 2021

 

Company: VALE S.A.

Beginning balance

 

          % 
Type of
security
  Characteristic of the security  Quantity   Same class of
shares
   Total capital 
Shares  VALE 3   152,566,847    2.89%   2.89%

 

Movements

 

Type of
security
  Characteristic of
the security
  Intermediate  Operation  Date  Quantity   Average price
(Daily)
   Volume (R$) 
Shares  VALE3  XP Investimentos CCTVM S/A  Buy  04/05/21   141,700    101.1774    14,336,836 
Shares  VALE3  XP Investimentos CCTVM S/A  Buy  04/07/21   250,000    103.9046    25,976,151 
Shares  VALE3  XP Investimentos CCTVM S/A  Buy  04/08/21   325,000    104.6197    34,001,418 
Shares  VALE3  Santander Corporate & Investment Banking  Buy  04/27/21   672,800    109.6120    73,746,986 
Shares  VALE3  Santander Corporate & Investment Banking  Buy  04/28/21   907,500    111.5296    101,213,083 
Shares  VALE3  Santander Corporate & Investment Banking  Buy  04/29/21   905,000    112.0252    101,382,770 
Shares  VALE3  Santander Corporate & Investment Banking  Buy  04/30/21   1,152,200    110.8779    127,753,498 

 

Ending balance

 

          % 
Type of
security
  Characteristic of the security  Quantity   Same class of
shares
   Total capital 
Shares  VALE 3   156,921,047    2.97%   2.97%

 

Company: VALE S.A.

Beginning balance

 

          % 
Type of
security
  Characteristic of the security  Quantity   Same class of
shares
   Total capital 
ADS  VALE   1,106,499    0.021%   0.021%

 

Movements

 

Type of
security
  Characteristic of
the security
  Intermediate  Operation  Date  Quantity   Average price
(Daily)
   Volume (R$) 
ADS  VALE  XP Investments US  Buy  04/05/21   393,468    18.0424    40,165,938 
ADS  VALE  XP Investments US  Buy  04/07/21   250,000    18.6253    26,012,147 
ADS  VALE  XP Investments US  Buy  04/08/21   175,000    18.8115    18,375,023 
ADS  VALE  Citigroup Global Markets Inc  Buy  04/27/21   775,000    20.1879    85,149,681 
ADS  VALE  Citigroup Global Markets Inc  Buy  04/28/21   1,447,547    20.7693    162,363,273 
ADS  VALE  Citigroup Global Markets Inc  Buy  04/29/21   1,600,000    20.9167    179,589,113 
ADS  VALE  Citigroup Global Markets Inc  Buy  04/30/21   1,850,000    20.5142    205,073,591 

 

Ending balance

 

          % 
Type of
security
  Characteristic of the security  Quantity   Same class of
shares
   Total capital 
ADS  VALE   7,597,514    0.14%   0.14%

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Vale S.A.
  (Registrant)
     
  By: /s/ Ivan Fadel
    Head of Investor Relations
Date: May 10, 2021