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Washington, D.C. 20549



Form 8-K




Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 5, 2021




(Exact name of registrant as specified in its charter)



Commission File Number: 1-13879


Delaware   98-0181725

(State or other jurisdiction

of incorporation)


(IRS Employer

Identification No.)

8310 South Valley Highway, Suite 350

Englewood, Colorado, 80112

(Address of principal executive offices, including zip code)


(Registrant’s telephone number, including area code)


(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act  

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of exchange

on which registered

Common Stock   IOSP   NASDAQ




Item 5.07. Submission of Matters to a Vote of Security Holders 

Proposal 1 – Election of two Class II directors

At the annual meeting of Innospec shareholders held on May 5, 2021, the shareholders elected the directors nominated in the Innospec Proxy Statement, dated March 19, with the following votes for and votes withheld:




Votes For


Votes Withheld


Broker Non-Votes

Milton C. Blackmore    22,215,599    792,277    853,165
Robert I. Paller    22,011,405    996,471    853,165

Proposal 2 – Ratification of the Election of one Class I director




Votes For


Votes Withheld


Broker Non-Votes

Elizabeth K. Arnold    22,919,921    87,875    853,165

Proposal 3 – Advisory approval of the Company’s executive compensation


For:      21,717,700     
Withheld:      1,223,162     
Abstain:      67,014     
Broker Non-Votes:                  853,165     

Proposal 4—Ratification of the appointment of the Company’s independent registered public accounting firm for 2021


For:      23,783,814     
Withheld:                  31,265     
Abstain:      45,962     


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: May 6, 2021     By:  

/s/ David B. Jones

      David B. Jones
      Vice President, General Counsel and Chief Compliance Officer