6-K 1 tm2111861d17_6k.htm FORM 6-K

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

April 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨  No    x 

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨  No    x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No  x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-     .)

 

 

 

 

 

Vale's AGM 04/30/2021 Synthetic Map of the remote voting procedure Vale S.A. (“Vale” or “Company”), announces that, pursuant to CVM Instruction No. 481/09, it discloses the partial voting map related to the consolidation of the remote voting of shareholders for each item contained in the voting distance ballot, including the matters submitted to the deliberation of the Ordinary and Extraordinary General Meetings to be held, cumulatively, on April 30, 2021. The information on the consolidated summary map can be found in the attached spreadsheet, with votes of 952,973,951 shares for the Annual General Meeting and 1,006,642,801 shares for the Extraordinary General Meeting, representing approximately 18% and 19% of Vale's shares, respectively. The Company clarifies that the map presented today does not include the votes of ADR holders, who are represented in person by Citibank, as the depositary bank. Rio de Janeiro, April 29th, 2021 Luciano Siani Pires Executive Officer for Investor Relations Ever since the Covid-19 outbreak began, our highest priority is the health and safety of our employees. Our IR team adopted work-from- home, and as we continue to face these new circumstances, we strongly recommend you prioritize e-mail and online engagement. For further information, please contact: Vale.RI@vale.com Ivan Fadel: ivan.fadel@vale.com Andre Werner: andre.werner@vale.com Mariana Rocha: mariana.rocha@vale.com Samir Bassil: samir.bassil@vale.com This press release may include statements that present Vale’s expectations about future events or results. All statements, when based upon expectations about the future, involve various risks and uncertainties. Vale cannot guarantee that such statements will prove correct. These risks and uncertainties include factors related to the following: (a) the countries where we operate, especially Brazil and Canada; (b) the global economy; (c) the capital markets; (d) the mining and metals prices and their dependence on global industrial production, which is cyclical by nature; and (e) global competition in the markets in which Vale operates. To obtain further information on factors that may lead to results different from those forecast by Vale, please consult the reports Vale files with the U.S. Securities and Exchange Commission (SEC), the Brazilian Comissão de Valores Mobiliários (CVM) and in particular the factors discussed under “Forward-Looking Statements” and “Risk Factors” in Vale’s annual report on Form 20-F.

Resolution Vote Qtty. Shares Approve 696,603,419 Reject - Abstain 256,370,532 Approve 910,505,269 Reject 8,948,071 Abstain 33,520,611 Approve 911,452,143 Reject 12,351,579 Abstain 29,170,229 Yes 105,537,718 No 92,855,370 Abstain 754,580,863 Approve 825,995,932 Reject 6,219,260 Abstain 120,758,759 Approve 653,363,050 Reject 16,581,597 Abstain 283,029,304 Approve 835,489,765 Reject 6,078,891 Abstain 111,405,295 Approve 821,352,557 Reject 9,520,391 Abstain 122,101,003 Approve 805,100,845 Reject 16,160,406 Abstain 131,712,700 Approve 600,912,850 Reject 16,465,897 Abstain 335,595,204 Approve 283,980,630 Reject 7,377,971 Abstain 661,615,350 Approve 887,760,998 Reject 6,078,891 Abstain 59,134,062 Approve 827,372,043 Reject 6,024,102 Abstain 119,577,806 Approve 795,941,028 Reject 5,828,289 Abstain 151,204,634 Approve 808,530,424 Reject 5,828,289 Abstain 138,615,238 Approve 826,807,234 Reject 5,828,289 Approve 120,338,428 Approve 193,634,086 Reject 243,900 Abstain 759,095,965 Approve 235,915,033 Reject 230,000 Abstain 716,828,918 Approve 211,907,923 Reject 230,100 Abstain 740,835,928 Approve 575,285,259 Reject 480,602 Abstain 377,208,090 5.14. Mauro Gentile Rodrigues Cunha (independent / independente) 5.15. Roberto da Cunha Castello Branco (independent / independente) 5.16. Rachel de Oliveira Maia (independent / independente) 5.9. Maria Fernanda dos Santos Teixeira (independent / independente) 5.10. Murilo Cesar Lemos dos Santos Passos (independent / independente) 5.11. Roger Allan Downey (independent / independente) 5.12. Sandra Maria Guerra de Azevedo (independent / independente) 5.13. Marcelo Gasparino da Silva (independent / independente) 5.5. Elaine Dorward-King (independent / independente) 5.6. José Maurício Pereira Coelho 5.7. Ken Yasuhara 5.8. Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (independent / independente) Vale's AGM 04/30/2021 Synthetic Map of the remote voting procedure 1. Appreciation of the Report from Administration and accounts, and examination, discussion and voting of the financial statements, for the fiscal year ended on December 31, 2020. 2. Resolve on the allocation of the results for the fiscal year ended on December 31, 2020, under the terms of the Proposal for Allocation of Results. 3. Define the number of members of the Board of Directors, as proposed by management, in 13 members and 1 alternate member. 4. Do you want to request the adoption of the multiple voting process for the election of the Board of Directors, pursuant to article 141 of Law No. 6.404, of December 15, 1976, as amended (“Law No. 6.404/1976”)? 5. Election of the board of directors by candidate 5.1. José Luciano Duarte Penido (independent / independente) 5.2. Fernando Jorge Buso Gomes 5.3. Clinton James Dines (independent / independente) 5.4. Eduardo de Oliveira Rodrigues Filho

Resolution Vote Qtty. Shares Yes 827,130,262 No 31,330,004 Abstain 94,513,685 65,774,946 51,787,874 66,193,438 62,500,920 64,999,553 44,348,310 20,679,942 80,309,362 65,001,613 60,622,263 64,919,651 63,414,333 28,300,477 29,702,363 38,032,954 51,587,268 Approve 826,294,638 Reject 33,333,385 Abstain 93,345,928 Approve 89,753,880 Reject 51,736,304 Abstain 811,483,767 Approve 667,843,111 Reject 35,701,438 Abstain 249,429,402 Approve 235,054,610 Reject 16,857,356 Abstain 701,061,985 Approve 875,416,421 Reject 10,371,034 Abstain 67,186,496 Approve 850,495,779 Reject 10,120,432 Abstain 92,357,740 Approve 811,736,817 Reject 30,602,371 Abstain 110,634,763 Approve 893,072,103 Reject 1,688,300 Abstain 58,213,548 Approve 443,607,274 Reject 467,805,883 Abstain 41,560,794 13. Establishment of the compensation for the administrators and the members of the Fiscal Council for the year 2021, under the terms of the Management Proposal 12. Election of the fiscal council by candidate 12.1. Cristina Fontes Doherty (efetivo) / Nelson de Menezes Filho (suplente) 12.2. Marcus Vinícius Dias Severini (efetivo) / Vera Elias (suplente) 12.3. Marcelo Moraes (efetivo) 12.4. Raphael Manhães Martins (efetivo) / Adriana de Andrade Solé (suplente) 7.16. Rachel de Oliveira Maia (independent / independente) 8. Elect Mr José Luciano Duarte Penido (independent) as Chairman of the Board of Directors if he is elected member of the Board of Directors 9. Elect Mr. Roberto da Cunha Castello Branco (independent) as Chairman of the Board of Directors, if elected as a member of the Board of Directors 10. Elect Mr. Fernando Jorge Buso Gomes as Vice-Chairman of the Board of Directors, if elected member of the Board of Directors. 11. Elect Mr. Mauro Gentile Rodrigues Cunha as Vice-Chairman of the Board of Directors, if elected as a member of the Board of Directors. 7.11. Roger Allan Downey (independent / independente) 7.12. Sandra Maria Guerra de Azevedo (independent / independente) 7.13. Marcelo Gasparino da Silva (independent / independente) 7.14. Mauro Gentile Rodrigues Cunha (independent / independente) 7.15. Roberto da Cunha Castello Branco (independent / independente) 7.6. José Maurício Pereira Coelho 7.7. Ken Yasuhara 7.8. Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) 7.9. Maria Fernanda dos Santos Teixeira (independent / independente) 7.10. Murilo Cesar Lemos dos Santos Passos (independent / independente) 7.1. José Luciano Duarte Penido (independent / independente) 7.2. Fernando Jorge Buso Gomes 7.3. Clinton James Dines (independent / independente) 7.4. Eduardo de Oliveira Rodrigues Filho 7.5. Elaine Dorward-King (independent / independente) 6. . Should the multiple vote election process be adopted, should the votes corresponding to your shares be distributed in equal percentages by the candidates you have chosen? 7. Visualization of all candidates to indicate the% (percentage) of votes to be attributed Vale's AGM 04/30/2021 Synthetic Map of the remote voting procedure

Resolution Vote Qnty. Shares Approve 939,139,388 Reject 38,047,071 Abstain 29,456,342 Approve 996,146,899 Reject Abstain 10,495,902 Approve 980,366,384 Reject Abstain 26,276,417 Approve 996,105,019 Reject Abstain 10,537,782 Approve 996,105,119 Reject Abstain 10,537,682 Approve 996,146,899 Reject Abstain 10,495,902 Approve 980,366,384 Reject Abstain 26,276,417 Approve 995,854,417 Reject Abstain 10,788,384 Approve 996,146,899 Reject Abstain 10,495,902 6. Pursuant to articles 224 and 225 of Law 6,404 / 76, approve the Protocol and Justification for the Partial Spin-Off of Minerações Brasileiras Reunidas S.A. - MBR, followed by the incorporation of the spun-off portion by Vale 7. Ratify the appointment of Macso, a specialized company, hired to assess the net assets to be spun off, formed by certain MBR assets and liabilities (“MBR Spun-off Collection”) for incorporation by Vale. 8. Approve the Appraisal Report, prepared by Macso. 9. Approve the incorporation, without capital increase and without the issuance of new shares, of the MBR Spun-off Collection by Vale Vale's EGM 04/30/2021 Synthetic Map of the remote voting procedure 1. Approve the Companys Share-Based Compensation Plan. 2. Pursuant to articles 224 and 225 of Law 6,404 / 76, approve the Protocols and Justifications for the Incorporation of Companhia Paulista de Ferroligas (“CPFL”) and Valesul Alumínio S.A. (“Valesul”) by Vale. 3. Ratify the appointment of Macso Legate Auditores Independentes (“Macso”), a specialized company contracted to assess CPFL and Valesul. 4. Approve the Appraisal Reports, prepared by Macso. 5. Approve the incorporations, without capital increase and without the issuance of new shares, of CPFL and Valesul by Vale.

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Vale S.A.
(Registrant)
   
Date: April 29, 2021   By: /s/ Ivan Fadel
    Head of Investor Relations