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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
April 28, 2021
 
Date of Report (Date of Earliest Event Reported)
 
AMES NATIONAL CORPORATION
(Exact Name of Registrant as Specified in its Charter)
 
Iowa 0-32637 42-1039071  
(State or Other Jurisdiction of  (Commission File Number) (I.R.S. Employer  
Incorporation or Organization)   Identification No.)  
 
405 FIFTH STREET
Ames, Iowa 50010
(Address of Principal Executive Offices)(Zip Code)
 
Registrant’s Telephone Number, Including Area Code: (515) 232-6251
 
NOT APPLICABLE
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol
Name of each exchange on which registered
Common stock
ATLO
NASDAQ Capital Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
 
Emerging growth company
 
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
 
Item 5.07 Submission of Matters to a Vote of Shareholders
 
The Company’s annual meeting of shareholders was held on April 28, 2021.
 
Proposal 1.         The stockholders elected to the Company’s Board of Directors for a term of three years were Lisa M. Eslinger, Steven D. Forth, James R. Larson II and John L. Pierschbacher. Directors whose term of office continued after the annual meeting consist of Betty A. Baudler Horras, David W. Benson, Michelle R. Cassabaum, Patrick G. Hasan, John P. Nelson, Thomas H. Pohlman and Kevin L. Swartz.
 
Proposal 2.         The stockholders also ratified the appointment of CliftonLarsonAllen LLP to continue as the Company’s independent registered public accounting firm for 2021.
 
 
There were 9,122,747 shares of common stock entitled to vote at the annual meeting. The final voting results of each proposal are set forth below.
 
Proposal 1.         The voting results on the election of directors for a three year term were as follows:
 
    In Favor    
Votes
Withheld
   
Broker
Non-Votes
 
                         
Lisa M. Eslinger     3,669,635       308,656       2,616,566  
Steven D. Forth     3,488,648       489,643       2,616,566  
James R. Larson II     3,614,430       363,861       2,616,566  
John L Pierschbacher     3,617,032       361,259       2,616,566  
 
Proposal 2.         The voting results on the ratification of the appointment of CliftonLarsonAllen LLP as the Company’s independent registered public accounting firm were as follows:
 
For     Against     Abstain  
                   
6,579,344       12,111       3,402  
 
There were no broker non-votes on this proposal.
 
 

 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
AMES NATIONAL CORPORATION
Date: April 29, 2021
By:
/s/ John P. Nelson
John P. Nelson, Chief Executive Officer and President