SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Liotine Joseph T.
(Last) (First) (Middle)
C/O WHIRLPOOL CORPORATION
2000 N. M-63
(Street)
BENTON HARBOR MI 49022
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EXEC VICE PRESIDENT & PRES NA
3. Date of Earliest Transaction (Month/Day/Year)
04/26/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2021 G V 82 D $0 26,749.03 D
Common Stock 04/26/2021 S(1) 7,067 D $238.66 19,682.03 D
Common Stock 04/26/2021 S 10,966 D $236.81(2) 8,716.03 D
Common Stock 04/26/2021 M(3) 6,810 A $132.19 15,526.03 D
Common Stock 04/26/2021 M(3) 8,176 A $177.19 23,702.03 D
Common Stock 04/26/2021 M(3) 7,099 A $172.7 30,801.03 D
Common Stock 04/26/2021 M(3) 8,314 A $139.36 39,115.03 D
Common Stock 04/26/2021 S 900 D $234.41(4) 38,215.03 D
Common Stock 04/26/2021 S 3,449 D $235.37(5) 34,766.03 D
Common Stock 04/26/2021 S 19,492 D $236.37(6) 15,274.03 D
Common Stock 04/26/2021 S 6,258 D $237.26(7) 9,016.03 D
Common Stock 04/26/2021 S 300 D $238.66(8) 8,716.03 D
Common Stock 04/26/2021 G V 208.532 D $0 8,507.498 D
Common Stock 3,457.419 I 401(k) Stock Fund
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (Right to Buy) $132.19 04/26/2021 M(3) 6,810 02/15/2017 02/15/2026 Common 6,810 $0 0 D
Employee Stock Options (Right to Buy) $177.19 04/26/2021 M(3) 8,176 02/20/2018 02/20/2027 Common 8,176 $0 0 D
Employee Stock Option (Right to Buy) $172.7 04/26/2021 M(3) 7,099 02/19/2019 02/19/2028 Common 7,099 $0 3,496(3) D
Employee Stock Option (Right to Buy) $139.36 04/26/2021 M(3) 8,314 02/18/2020 02/18/2029 Common Stock 8,314 $0 16,622(3) D
Explanation of Responses:
1. The sale of 7,067 shares was effected pursuant to a previously established Rule 10b5-1 trading plan.
2. The sale of 10,966 shares at prices ranging from $236.49 to $237.24. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
3. The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Liotine exercised stock options that were due to expire on 2/15/2026, 2/20/2027, 2/19/2028, and 2/18/2029. The 3,496 remaining stock options vested on 2/19/2021. For the 16,622 remaining stock options, 8,311 vested on 2/18/2021 and 8,311 will vest on 2/18/2022.
4. The sale of 900 shares of stock at prices ranging from $233.87 to $234.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
5. The sale of 3,449 shares of stock at prices ranging from $234.87 to $235.85. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
6. The sale of 19,492 shares of stock at prices ranging from $235.89 to $236.88. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
7. The sale of 6,258 shares of stock at prices ranging from $236.89 to $237.78. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
8. The sale of 300 shares of stock at $238.66.
Remarks:
/s/ Bridget K. Quinn, Attorney-in-Fact 04/28/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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