6-K 1 tm2111861d14_6k.htm FORM 6-K

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

April 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨    No x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨    No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-__ .)

 

 

 

 

 

 

Synthetic Map of the remote voting procedure - AGM of 04/30/2021 Vale SA (“Vale” or “Company”) announces that, pursuant to CVM Instruction No. 481/09, it has received the synthetic voting map regarding the consolidation of voting instructions transmitted by shareholders to the Custody Agent, Central Securities Depository and Bookkeeping Agent, identifying the votes for each item on the distance voting ballots (BVDs), including the matters submitted to the deliberation of the Ordinary and Extraordinary General Meetings to be held on April 30, 2021. The information on the synthetic maps is made available on the attached spreadsheet, with votes of 886,752,613 shares for the Annual General Meeting and 952,713,656 shares for the Extraordinary General Meeting, representing approximately 17% and 18% of Vale's shares, respectively. The Company clarifies that the synthetic map presented today does not include the remote voting ballots received directly by the Company, nor the votes of ADR holders, who are represented in person by Citibank, as the depositary bank Rio de Janeiro, April 26th, 2021. Luciano Siani Pires Executive Officer for Investor Relations Ever since the Covid-19 outbreak began, our highest priority is the health and safety of our employees. Our IR team adopted work-from- home, and as we continue to face these new circumstances, we strongly recommend you prioritize e-mail and online engagement. For further information, please contact: Vale.RI@vale.com Ivan Fadel: ivan.fadel@vale.com Andre Werner: andre.werner@vale.com Mariana Rocha: mariana.rocha@vale.com Samir Bassil: samir.bassil@vale.com

Resolution Vote Qtty. Shares Approve 654,710,518 Reject - Abstain 232,042,095 Approve 877,059,666 Reject 130,446 Abstain 9,562,501 Approve 879,272,427 Reject 552,650 Abstain 6,927,536 Yes 81,318,470 No 75,987,180 Abstain 729,446,963 Approve 808,111,501 Reject 388,971 Abstain 78,252,141 Approve 638,111,469 Reject 10,731,808 Abstain 237,909,336 Approve 820,487,541 Reject 250,602 Abstain 66,014,470 Approve 805,227,919 Reject 3,692,002 Abstain 77,832,692 Approve 789,850,932 Reject 10,386,906 Abstain 86,514,775 Approve 585,604,881 Reject 10,637,508 Abstain 290,510,224 Approve 276,151,871 Reject 1,477,471 Abstain 609,123,271 Approve 869,438,568 Reject 250,602 Abstain 17,063,443 Approve 820,487,541 Reject 250,602 Abstain 66,014,470 Approve 780,447,130 Reject - Abstain 106,305,483 Approve 796,696,398 Reject - Abstain 90,056,215 Approve 809,565,693 Reject - Approve 77,186,920 Approve 173,887,774 Reject 13,900 Abstain 712,850,939 Approve 211,246,699 Reject - Abstain 675,505,914 Approve 173,875,859 Reject - Abstain 712,876,754 Approve 554,466,780 Reject 250,602 Abstain 332,035,231 5.14. Mauro Gentile Rodrigues Cunha (independent / independente) 5.15. Roberto da Cunha Castello Branco (independent / independente) 5.16. Rachel de Oliveira Maia (independent / independente) 5.9. Maria Fernanda dos Santos Teixeira (independent / independente) 5.10. Murilo Cesar Lemos dos Santos Passos (independent / independente) 5.11. Roger Allan Downey (independent / independente) 5.12. Sandra Maria Guerra de Azevedo (independent / independente) 5.13. Marcelo Gasparino da Silva (independent / independente) 5.5. Elaine Dorward-King (independent / independente) 5.6. José Maurício Pereira Coelho 5.7. Ken Yasuhara 5.8. Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (independent / independente) Vale's AGM 04/30/2021 Synthetic Map of the remote voting procedure 1. Appreciation of the Report from Administration and accounts, and examination, discussion and voting of the financial statements, for the fiscal year ended on December 31, 2020. 2. Resolve on the allocation of the results for the fiscal year ended on December 31, 2020, under the terms of the Proposal for Allocation of Results. 3. Define the number of members of the Board of Directors, as proposed by management, in 13 members and 1 alternate member. 4. Do you want to request the adoption of the multiple voting process for the election of the Board of Directors, pursuant to article 141 of Law No. 6.404, of December 15, 1976, as amended (“Law No. 6.404/1976”)? 5. Election of the board of directors by candidate 5.1. José Luciano Duarte Penido (independent / independente) 5.2. Fernando Jorge Buso Gomes 5.3. Clinton James Dines (independent / independente) 5.4. Eduardo de Oliveira Rodrigues Filho

Resolution Vote Qtty. Shares Vale's AGM 04/30/2021 Synthetic Map of the remote voting procedure Yes 804,923,742 No 3,417,538 Abstain 78,411,333 62,566,166 51,696,478 64,226,262 61,623,694 62,971,856 44,253,832 20,570,214 76,910,877 64,260,242 59,842,912 60,994,055 62,346,284 23,019,192 23,034,983 23,697,392 46,042,107 Approve 808,976,707 Reject 18,899,490 Abstain 58,876,416 Approve 57,157,782 Reject 51,476,021 Abstain 778,118,810 Approve 660,842,541 Reject 22,963,260 Abstain 202,946,812 Approve 203,629,683 Reject 16,626,156 Abstain 666,496,774 Approve 863,677,824 Reject 10,371,034 Abstain 12,703,755 Approve 838,757,584 Reject 10,120,432 Abstain 37,874,597 Approve 801,274,833 Reject 30,600,971 Abstain 54,876,809 Approve 875,091,197 Reject 1,688,300 Abstain 9,973,116 Approve 414,753,987 Reject 461,372,512 Abstain 10,626,114 13. Establishment of the compensation for the administrators and the members of the Fiscal Council for the year 2021, under the terms of the Management Proposal 12. Election of the fiscal council by candidate 12.1. Cristina Fontes Doherty (efetivo) / Nelson de Menezes Filho (suplente) 12.2. Marcus Vinícius Dias Severini (efetivo) / Vera Elias (suplente) 12.3. Marcelo Moraes (efetivo) 12.4. Raphael Manhães Martins (efetivo) / Adriana de Andrade Solé (suplente) 7.16. Rachel de Oliveira Maia (independent / independente) 8. Elect Mr José Luciano Duarte Penido (independent) as Chairman of the Board of Directors if he is elected member of the Board of Directors 9. Elect Mr. Roberto da Cunha Castello Branco (independent) as Chairman of the Board of Directors, if elected as a member of the Board of Directors 10. Elect Mr. Fernando Jorge Buso Gomes as Vice-Chairman of the Board of Directors, if elected member of the Board of Directors. 11. Elect Mr. Mauro Gentile Rodrigues Cunha as Vice-Chairman of the Board of Directors, if elected as a member of the Board of Directors. 7.11. Roger Allan Downey (independent / independente) 7.12. Sandra Maria Guerra de Azevedo (independent / independente) 7.13. Marcelo Gasparino da Silva (independent / independente) 7.14. Mauro Gentile Rodrigues Cunha (independent / independente) 7.15. Roberto da Cunha Castello Branco (independent / independente) 7.6. José Maurício Pereira Coelho 7.7. Ken Yasuhara 7.8. Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) 7.9. Maria Fernanda dos Santos Teixeira (independent / independente) 7.10. Murilo Cesar Lemos dos Santos Passos (independent / independente) 7.1. José Luciano Duarte Penido (independent / independente) 7.2. Fernando Jorge Buso Gomes 7.3. Clinton James Dines (independent / independente) 7.4. Eduardo de Oliveira Rodrigues Filho 7.5. Elaine Dorward-King (independent / independente) 6. . Should the multiple vote election process be adopted, should the votes corresponding to your shares be distributed in equal percentages by the candidates you have chosen? 7. Visualization of all candidates to indicate the% (percentage) of votes to be attributed

Resolution Vote Qnty. Shares Approve 907,949,471 Reject 37,789,871 Abstain 6,974,314 Approve 945,739,342 Reject - Abstain 6,974,314 Approve 945,699,762 Reject - Abstain 7,013,894 Approve 945,699,762 Reject - Abstain 7,013,894 Approve 945,699,762 Reject - Abstain 7,013,894 Approve 945,739,342 Reject - Abstain 6,974,314 Approve 945,699,762 Reject - Abstain 7,013,894 Approve 945,449,160 Reject - Abstain 7,264,496 Approve 945,739,342 Reject - Abstain 6,974,314 6. Pursuant to articles 224 and 225 of Law 6,404 / 76, approve the Protocol and Justification for the Partial Spin-Off of Minerações Brasileiras Reunidas S.A. - MBR, followed by the incorporation of the spun-off portion by Vale 7. Ratify the appointment of Macso, a specialized company, hired to assess the net assets to be spun off, formed by certain MBR assets and liabilities (“MBR Spun-off Collection”) for incorporation by Vale. 8. Approve the Appraisal Report, prepared by Macso. 9. Approve the incorporation, without capital increase and without the issuance of new shares, of the MBR Spun-off Collection by Vale Vale's EGM 04/30/2021 Synthetic Map of the remote voting procedure 1. Approve the Companys Share-Based Compensation Plan. 2. Pursuant to articles 224 and 225 of Law 6,404 / 76, approve the Protocols and Justifications for the Incorporation of Companhia Paulista de Ferroligas (“CPFL”) and Valesul Alumínio S.A. (“Valesul”) by Vale. 3. Ratify the appointment of Macso Legate Auditores Independentes (“Macso”), a specialized company contracted to assess CPFL and Valesul. 4. Approve the Appraisal Reports, prepared by Macso. 5. Approve the incorporations, without capital increase and without the issuance of new shares, of CPFL and Valesul by Vale.

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Vale S.A.
  (Registrant)
   
   
  By: /s/ Ivan Fadel
Date: April 26, 2021   Head of Investor Relations