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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  April 26, 2021

CATHAY GENERAL BANCORP
(Exact name of registrant as specified in its charter)

 

Delaware

 

001-31830

 

95-4274680

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer Identification No.)

 

777 North Broadway, Los Angeles, California

90012

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (213625-4700

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common stock

 

CATY

 

Nasdaq Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


Item 2.02Results of Operations and Financial Condition.

 

On April 26, 2021, Cathay General Bancorp (the “Company”) announced, in a press release, its financial results for the quarter ended March 31, 2021. That press release is attached hereto as Exhibit 99.1.

 

Item 7.01. Regulation FD Disclosure


As announced in the press release attached hereto as Exhibit 99.1, the Company will host a conference call on Monday, April 26, 2021 at 3:00 p.m. Pacific Time to discuss its first quarter 2021 financial results.  A presentation to accompany the conference call, which contains certain historical and forward-looking information relating to the Company (the “Presentation Materials”), has been made available on its website at www.cathaygeneralbancorp.com. A copy of the Presentation Materials is attached hereto as Exhibit 99.2.


The information included in this report pursuant to Item 2.02 and Item 7.01 of Form 8-K (including Exhibit 99.1 and Exhibit 99.2) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.

 

 

Item 9.01Financial Statements and Exhibits.

(d)Exhibits

99.1Press Release of Cathay General Bancorp, dated April 26, 2021

99.2Presentation Materials, dated April 26, 2021

104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 



 

SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  April 26, 2021

CATHAY GENERAL BANCORP

By:  

/s/ Heng W. Chen

 

Heng W. Chen

 

Executive Vice President and

Chief Financial Officer