DANA INC false 0000026780 0000026780 2021-04-21 2021-04-21

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 21, 2021

 

 

Dana Incorporated

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1-1063   26-1531856

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

3939 Technology Drive, Maumee, Ohio 43537

(Address of principal executive offices) (Zip Code)

(419) 887-3000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading

Symbol

 

Name of Each Exchange

on which Registered

Common Stock, $.01 par value   DAN   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders

At the Dana Incorporated (“Dana”) Annual Meeting of Shareholders held on April 21, 2021 (the “Annual Meeting”), shareholders considered four proposals that are described in more detail in Dana’s Definitive Proxy Statement dated March 11, 2021 for the Annual Meeting of Shareholders. The holders of record of 130,624,453 shares, or 90.04% of Dana’s 145,065,001 outstanding shares of common stock, were represented in person or by proxy, constituting a quorum and more than a majority of the shares entitled to vote.

The vote results detailed below represent final results as certified by the Inspector of Election:

PROPOSAL I - Election of nine directors for a one-year term expiring in 2022 or upon the election and qualification of their successors:

 

     FOR      WITHHOLD      BROKER NON-VOTE  

Rachel A. Gonzalez

     116,527,976        6,973,435        7,123,042  

James K. Kamsickas

     115,918,116        7,583,295        7,123,042  

Virginia A. Kamsky

     118,129,459        5,371,952        7,123,042  

Bridget E. Karlin

     119,348,582        4,152,829        7,123,042  

Raymond E. Mabus, Jr.

     122,690,787        810,264        7,123,042  

Michael J. Mack, Jr.

     121,053,146        2,448,265        7,123,042  

R. Bruce McDonald

     119,784,521        3,716,890        7,123,042  

Diarmuid B. O’Connell

     120,996,558        2,504,853        7,123,042  

Keith E. Wandell

     114,842,038        8,659,373        7,123,042  

PROPOSAL II - Approval of a non-binding advisory vote on executive compensation:

 

FOR

 

AGAINST

   

ABSTAIN

   

BROKER
NON-VOTE

 
109,375,414     13,693,737       432,260       7,123,042  

PROPOSAL III - Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021:

 

FOR

 

AGAINST

   

ABSTAIN

 
126,464,665     4,050,667       109,121  

PROPOSAL IV – Approval of the Dana Incorporated 2021 Omnibus Incentive Plan

 

FOR

 

AGAINST

   

ABSTAIN

   

BROKER
NON-VOTE

 
114,685,601     8,738,326       77,484       7,123,042  

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      DANA INCORPORATED
Date: April 22, 2021     By:  

/s/ Douglas H. Liedberg

      Name: Douglas H. Liedberg
      Title: Senior Vice President, General Counsel and Secretary

 

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