SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FABRIKANT CHARLES

(Last) (First) (Middle)
C/O SEACOR HOLDINGS INC.
2200 ELLER DRIVE

(Street)
FT. LAUDERDALE FL 33316

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEACOR HOLDINGS INC /NEW/ [ CKH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/15/2021 D 435,189 D (1) 0 D
Common Stock 04/15/2021 D 800 D (1) 0 I Eric Fabrikant 2009 Family Trust(2)
Common Stock 04/15/2021 D 800 D (1) 0 I Harlan Saroken 2009 Family Trust(2)
Common Stock 04/15/2021 D 12,388 D (1) 0 I VSS Holding Corp.(3)
Common Stock 04/15/2021 D 14,826 D (1) 0 I By Spouse(4)
Common Stock 04/15/2021 D 60,000 D (1) 0 I Charles Fabrikant 2012 GST Exempt Trust(2)
Common Stock 04/15/2021 D 332,142 D (1) 0 I Fabrikant International Corporation(5)
Common Stock 04/15/2021 D 42,121 D (1) 0 I Charles Fabrikant 2009 Family Trust
Common Stock 04/15/2021 D 18,995 D (1) 0 I Article Sixth Trust U/W/O Elaine Fabrikant FBO EF
Common Stock 04/15/2021 D 12,000 D (1) 0 I Sara Fabrikant 2012 GST Exempt Trust(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy)(7) $41.23(8) 04/15/2021 D 7,491 (8) 03/02/2022 Common Stock 7,491 $0.27 0 D
Stock Options (right to buy)(8) $48.26(7) 04/15/2021 D 11,625 (7) 03/04/2023 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $44.28(7) 04/15/2021 D 14,983 (7) 03/04/2021 Common Stock 14,983 $0 0 D
Stock Options (right to buy) $29.22(8) 04/15/2021 D 6,250 (8) 03/04/2030 Common Stock 6,250 $12.28 0 D
Stock Options (right to buy) $51.02(7) 04/15/2021 D 5,000 (7) 03/06/2028 Common Stock 5,000 $0 0 D
Stock Options (right to buy) $44.97(7) 04/15/2021 D 7,491 (7) 03/02/2022 Common Stock 7,491 $0 0 D
Stock Options (right to buy) $35.68(8) 04/15/2021 D 7,750 (8) 04/05/2027 Common Stock 7,750 $5.82 0 D
Stock Options (right to buy) $31.26(8) 04/15/2021 D 6,250 (8) 03/04/2030 Common Stock 6,250 $10.24 0 D
Stock Options (right to buy) $47.2(7) 04/15/2021 D 6,250 (7) 03/04/2029 Common Stock 6,250 $0 0 D
Stock Options (right to buy) $44.87(7) 04/15/2021 D 11,625 (7) 03/04/2025 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $47.1(7) 04/15/2021 D 7,750 (7) 04/05/2027 Common Stock 7,750 $0 0 D
Stock Options (right to buy) $39.38(8) 04/15/2021 D 7,750 (8) 04/05/2027 Common Stock 7,750 $2.12 0 D
Stock Options (right to buy) $57.67(7) 04/15/2021 D 11,625 (7) 03/04/2023 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $38.53(8) 04/15/2021 D 7,491 (8) 03/02/2022 Common Stock 7,491 $2.97 0 D
Stock Options (right to buy) $44.99(7) 04/15/2021 D 14,983 (7) 03/04/2021 Common Stock 14,983 $0 0 D
Stock Options (right to buy) $39.18(8) 04/15/2021 D 19,376 (8) 03/04/2026 Common Stock 19,376 $2.32 0 D
Stock Options (right to buy) $36.24(8) 04/15/2021 D 19,376 (8) 03/04/2026 Common Stock 19,376 $5.26 0 D
Stock Options (right to buy) $35.1(8) 04/15/2021 D 19,376 (8) 03/04/2026 Common Stock 19,376 $6.4 0 D
Stock Options (right to buy) $43.2(7) 04/15/2021 D 6,250 (7) 03/04/2029 Common Stock 6,250 $0 0 D
Stock Options (right to buy) $39.97(8) 04/15/2021 D 7,750 (8) 04/05/2027 Common Stock 7,750 $1.53 0 D
Stock Options (right to buy) $38.57(8) 04/15/2021 D 11,625 (8) 03/04/2025 Common Stock 11,625 $2.93 0 D
Stock Options (right to buy) $45.28(7) 04/15/2021 D 11,625 (7) 03/06/2024 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $34.14(8) 04/15/2021 D 11,625 (8) 03/04/2025 Common Stock 11,625 $7.36 0 D
Stock Options (right to buy) $52.89(7) 04/15/2021 D 11,625 (7) 03/04/2023 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $50.37(7) 04/15/2021 D 11,625 (7) 03/06/2024 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $40.64(8) 04/15/2021 D 5,000 (8) 03/06/2028 Common Stock 5,000 $0.86 0 D
Stock Options (right to buy) $55.85(7) 04/15/2021 D 11,625 (7) 03/06/2024 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $36.29(8) 04/15/2021 D 6,250 (8) 03/04/2030 Common Stock 6,250 $5.21 0 D
Stock Options (right to buy) $43.24(7) 04/15/2021 D 11,625 (7) 03/04/2025 Common Stock 11,625 $0 0 D
Stock Options (right to buy) $41.91(7) 04/15/2021 D 6,250 (7) 03/04/2029 Common Stock 6,250 $0 0 D
Explanation of Responses:
1. Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.
2. Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
3. Reporting Person is the President and sole stockholder.
4. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
5. Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
6. Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
7. Upon consummation of the Merger, each such option was cancelled for no consideration.
8. Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.
Remarks:
/s/ William C. Long Attorney-in-Fact 04/19/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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