DEFA14A 1 tm2113065d1_defa14a.htm DEFA14A








(RULE 14a-101)




Proxy Statement Pursuant to Section 14(a) of the Securities

Exchange Act of 1934


Filed by the Registrant   x
Filed by a Party other than the Registrant   ¨
Check the appropriate box:
¨ Preliminary Proxy Statement  
¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  
¨ Definitive Proxy Statement  
x Definitive Additional Materials  
¨ Soliciting Material Pursuant to §240.14a-12  


Lindblad Expeditions Holdings, Inc.

(Name of Registrant as Specified in its Charter)



(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)


Payment of Filing Fee (Check the appropriate box):

x No fee required.

¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.


(1) Title of each class of securities to which transaction applies:


(2) Aggregate number of securities to which transaction applies:


(3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):


(4) Proposed maximum aggregate value of transaction:


(5) Total fee paid:



¨ Fee paid previously with preliminary materials.


¨ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.


(1) Amount Previously Paid:


(2) Form, Schedule or Registration Statement No.:


(3) Filing Party:


(4) Date Filed:








LINDBLAD EXPEDITIONS HOLDINGS, INC. Important Notice Regarding the Availability of Proxy Materials for the Annual Meeting of Stockholders to be Held Virtually on June 3, 2021 You are receiving this communication because you hold shares in the company named above. This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. We encourage you to access and review all of the important information contained in the proxy materials before voting. The Proxy Statement and 2020 Annual Report to Stockholders are available at If you want to receive a paper or e-mail copy of these documents, you must request one. There is no charge to you for a copy. Please make your request for a copy as instructed below on or before May 26, 2021 to facilitate timely delivery. Important information regarding the Internet availability of the company’s proxy materials, instructions for accessing your proxy materials and voting online and instructions for requesting paper or e-mail copies of your proxy materials are provided on the reverse side of this Notice. STOCKHOLDERS ARE CORDIALLY INVITED TO ATTEND THE VIRTUAL ANNUAL MEETING. The Securities and Exchange Commission rules permit us to make our proxy materials available to our stockholders via the Internet. Material for this annual meeting and future meetings may be requested by one of the following methods: To view your proxy materials online, go to Have your INTERNET 11 digit Virtual Control Number (located below) available when you access the website and follow the instructions. TELEPHONE 877-777-2857 TOLL FREE * If requesting material by e-mail, please send a blank e-mail with the company name and your 11 digit Virtual Control Number (located below) in the subject line. No other requests, instructions or other inquiries should be included with your e-mail requesting material. E-MAIL You must use the 11 digit Virtual Control Number located in the box below. VIRTUAL CONTROL NO. To the Stockholders of Lindblad Expeditions Holdings, Inc.: The 2021 Annual Meeting of Stockholders of Lindblad Expeditions Holdings, Inc. will be held virtually on June 3, 2021 at 10:00 a.m. EDT. As a Registered Holder, you may vote your shares at the Annual Meeting of Stockholders by first registering at and then using your Virtual Control Number below. Your registration must be received by 11:59 PM EDT on May 31, 2021. On the day of the Annual Meeting of Stockholders, if you have properly registered, you will log in using the password you received via email in your registration confirmation and follow instructions to vote your shares. Please have your Virtual Control Number with you during the meeting in order to vote. Further instructions on how to attend and vote at the Annual Meeting of Stockholders are contained in the Proxy Statement in the section titled “ABOUT THE ANNUAL MEETING”. Voting Items 1. Election of Class A Directors Nominees: 01 Sven-Olof Lindblad 02 Mark D. Ein 03 Dolf Berle 2. The approval, on an advisory basis, of the 2020 compensation of our named executive officers. 3. To consider and vote upon a proposal to select, on an advisory basis, the frequency of one year, two years or three years with which we will hold an advisory stockholder vote to approve executive compensation. 4. The approval of the 2021 Long-Term Incentive Plan. 5. The ratification of the appointment of Marcum LLP as our independent registered certified public accounting firm for fiscal 2021. NOTE: The transaction of any other business as may properly come before the meeting or any adjournment or postponement thereof. The Board of Directors recommends a vote “FOR” all the nominees listed under Item 1, and “FOR” Item 2, 4 and 5 and “ONE” for Item 3.





LINDBLAD EXPEDITIONS HOLDINGS, INC. PROXY MATERIALS AVAILABLE TO VIEW OR RECEIVE The following proxy materials are available to you for review at: Proxy Statement 2020 Annual Report to Stockholders ACCESSING YOUR PROXY MATERIALS ONLINE Have this notice available when you request a paper copy of the proxy materials or to vote your proxy electronically. You must reference your Virtual Control Number to vote by Internet or request a paper copy of the proxy materials. You May Vote Your Proxy When You View The Proxy Materials On The Internet You Will Be Asked To Follow The Prompts To Vote Your Shares Your electronic vote authorizes the named proxies to vote your shares in the same manner as if you marked, signed, dated and returned the proxy card. REQUESTING A PAPER COPY OF THE PROXY MATERIALS By telephone please call 1-877-777-2857 or By logging onto or By email at: Please include the company name and your Virtual Control Number in the e-mail subject line.