false 0001267238 0001267238 2021-04-15 2021-04-15 0001267238 us-gaap:CommonStockMember 2021-04-15 2021-04-15 0001267238 aiz:SubordinatedNotesDueJanuary2061Member 2021-04-15 2021-04-15

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 15, 2021

 

 

Assurant, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   001-31978   39-1126612
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)

28 Liberty Street, 41st Floor

New York, New York 10005

(212) 859-7000

(Address, including zip code, and telephone number, including area code, of Registrant’s Principal Executive Offices)

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading
Symbol(s)

 

Name of Each Exchange
on Which Registered

Common Stock, $0.01 Par Value   AIZ   New York Stock Exchange
5.25% Subordinated Notes due 2061   AIZN   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 2.02.

Results of Operations and Financial Condition.

On April 15, 2021, Assurant, Inc. (the “Company”) announced that it will be revising its financial supplement beginning with first quarter 2021 to reflect the Global Preneed business and related legal entities as discontinued operations and to introduce Adjusted EBITDA. The Company revised its financial supplement as of December 31, 2020 to provide investors with an opportunity to review the updated presentation prior to the publication of its first quarter 2021 results.

The text of the news release and the revised financial supplement, attached hereto as Exhibit 99.1 and 99.2, respectively, is incorporated by reference into this Item 2.02. The news release and the revised financial supplement are being furnished pursuant to this Item 2.02 and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section 18, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific reference in any such filing.

 

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit No.

  

Exhibit

99.1    News Release, dated April 15, 2021.
99.2    Revised Financial Supplement as of April 15, 2021.
104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    ASSURANT, INC.  
Date: April 15, 2021     By:  

/s/ Mariana Wisk

 
      Name: Mariana Wisk  
      Title: Vice President and Corporate Secretary  

 

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