false 0000033488 0000033488 2021-04-15 2021-04-15
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported) April 15, 2021         
 
ESCALADE, INCORPORATED

(Exact Name of Registrant as Specified in Its Charter)
 
Indiana

(State or Other Jurisdiction of Incorporation)
 
0-6966 13-2739290
(Commission File Number) (IRS Employer Identification No.)
   
817 Maxwell Avenue, Evansville, Indiana  47711
(Address of Principal Executive Offices) (Zip Code)
            
(812) 467-1358

(Registrant’s Telephone Number, Including Area Code)
 
Not Applicable

(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
         Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
         Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
         Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
         Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class   Trading Symbol   Name of Exchange on which registered
Common Stock, No Par Value   ESCA   The NASDAQ Stock Market LLC
                                     
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
1

 
Section 2 Financial Information
 
Item 2.02 Results of Operations and Financial Condition.
 
On April 15, 2021, Escalade, Incorporated ("Escalade") issued the press release attached hereto as Exhibit 99.1 announcing financial information regarding Escalade's first quarter results for 2021.
 
The information under this Item 2.02 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into a filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
 
 
Section 8 Other Events
 
Item 8.01 Other Events.
 
On April 15, 2021, the Board of Directors of Escalade announced that a quarterly dividend of fourteen cents $0.14 per share would be paid to all shareholders of record on June 1, 2021 and disbursed on June 8, 2021.
 
 
Item 9.01 Financial Statements and Exhibits
 
(d)       Exhibits
 
Exhibit
Description
   
99.1
Press release dated April 15, 2021
104
Cover Page Interactive Data File, formatted in Inline Extensible Business Reporting Language (iXBRL).
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, Escalade, Incorporated has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Date: April 15, 2021 ESCALADE, INCORPORATED
   
  By: /s/ STEPHEN R. WAWRIN
   
  Stephen R. Wawrin, Vice President and Chief Financial Officer  
         
2