SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
|Date of Report (Date of earliest event reported):|
|(Exact name of registrant as specified in its charter)|
|(State or other jurisdiction of incorporation)||(Commission File Number)||(I.R.S. Employer Identification No.)|
|(Address of principal executive offices)||(Zip Code)|
|Registrant’s telephone number, including area code|
|Former name or former address, if changed since last report:||Not Applicable|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol||Name of each exchange on which registered|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 7.01 Regulation FD Disclosure.
On April 12, 2021, Ameriprise Financial, Inc. issued a press release to announce that it signed a definitive agreement with BMO Financial Group to acquire its EMEA asset management business. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is furnished herewith.
Item 8.01 Other Events.
On April 12, 2021, Ameriprise Financial, Inc. issued a press release to announce that it signed a definitive agreement with BMO Financial Group to acquire its EMEA asset management business.
|Item 9.01||Financial Statements and Exhibits.|
|Exhibit 99.1||Press Release dated April 12, 2021|
|Exhibit 104||Cover page is formatted in iXBRL (Inline eXtensible Business Reporting Language) and contained in Exhibit 101.|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
|AMERIPRISE FINANCIAL, INC.|
|Date: April 12, 2021||By||/s/ Walter S. Berman|
|Walter S. Berman|
|Executive Vice President and Chief Financial Officer|