UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 29, 2021 (
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of |
(Commission file number) |
(IRS Employer |
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incorporation or organization) |
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Identification No.) |
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class |
Trading Symbol |
Name of Each Exchange on Which Registered |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
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(a) |
The Annual Meeting of Shareholders (the “Annual Meeting”) of Malvern Bancorp, Inc. (the “Company”) was held on March 24, 2021. |
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(b) |
There were 7,609,953 shares of common stock of the Company eligible to be voted at the Annual Meeting and 6,359,721 shares were represented in person or by proxy at the Annual Meeting, which constituted a quorum to conduct business at the Annual Meeting. |
The proposals voted upon at the Annual Meeting, all of which were approved, and the final voting results for each proposal, were as follows:
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1. |
Election of directors for a one-year term expiring in 2022: |
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NOMINEES |
FOR |
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WITHHOLD |
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BROKER NON-VOTE |
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Howard Kent |
5,067,223 |
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193,217 |
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1,099,281 |
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James Barrett |
5,097,742 |
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162,698 |
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1,099,281 |
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Julia D. Corelli |
4,739,428 |
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521,012 |
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1,099,281 |
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Norman Feinstein |
5,059,753 |
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200,687 |
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1,099,281 |
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Andrew Fish |
5,090,427 |
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170,013 |
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1,099,281 |
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Cynthia Felzer Leitzell |
5,069,370 |
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191,070 |
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1,099,281 |
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Stephen P. Scartozzi |
5,095,072 |
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165,368 |
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1,099,281 |
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Anthony C. Weagley |
5,128,825 |
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131,615 |
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1,099,281 |
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2. |
To adopt a non-binding resolution to approve the compensation of the Company’s named executive officers: |
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FOR |
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AGAINST |
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ABSTAIN |
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BROKER |
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4,078,413 |
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1,127,648 |
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54,379 |
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1,099,281 |
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3. |
To ratify the appointment of Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021. |
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FOR |
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AGAINST |
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ABSTAIN |
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6,293,230 |
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55,277 |
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11,214 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MALVERN BANCORP, INC. |
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Dated: March 29, 2021 |
By: |
/s/ Joseph D. Gangemi |
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Joseph D. Gangemi |
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