SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Butcher Andrew

(Last) (First) (Middle)
LUXFER HOLDINGS PLC
LUMNS LANE

(Street)
MANCHESTER X0 M27 8LN

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LUXFER HOLDINGS PLC [ LXFR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President,Luxfer Gas Cylinders
3. Date of Earliest Transaction (Month/Day/Year)
03/26/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/26/2021 M 2,332 A (1) 104,326 D
Ordinary Shares 03/26/2021 M 4,091 A (1) 108,417 D
Ordinary Shares 03/26/2021 A 5,760 A (2) 114,177 D
Ordinary Shares 03/26/2021 F 6,521 D $20.24 107,656 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/26/2021 M 2,332 (3) (3) Ordinary Shares 2,332 (1) 0 D
Restricted Stock Units (1) 03/26/2021 M 4,091 (4) (4) Ordinary Shares 4,091 (1) 0 D
Explanation of Responses:
1. Restricted Stock Units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
2. The Performance Share Units reported above were granted and vested on March 26, 2021 upon the achievement of Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2020. Performance Share Units converted 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
3. The final installment of Restricted Stock Units vested on March 26, 2021. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
4. The final installment of Restricted Stock Units earned upon the attainment of 2018 EPS performance goals vested on March 26, 2021. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
Remarks:
/s/ Megan E. Glise under Power of Attorney for Andrew Butcher 03/29/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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