As filed with the Securities and Exchange Commission on March 25, 2021

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Synlogic, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware		26-1824804
(State or other jurisdiction of incorporation or organization)		(I.R.S. Employer Identification Number)

301 Binney Street, Suite 402

Cambridge, MA 02142

(617) 401-9975

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

2015 Equity Incentive Award Plan

(Full Title of the Plan)

Aoife Brennan

President and Chief Executive Officer

Synlogic, Inc.

301 Binney Street, Suite 402

Cambridge, MA 02142

(617) 401-9975

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer		☐		Accelerated filer		☐
Non-accelerated filer		☒		Smaller reporting company		☒
				Emerging growth company		☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

Title of Securities to be Registered		Amount to be Registered (1)		Proposed Maximum Offering Price Per Share (2)		Proposed Maximum Aggregate Offering Price (2)		Amount of Registration Fee
Common Stock, par value $0.001 per share		1,909,163		$4.21		$8,037,576.23		$876.90

(1)

Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of the Registrant’s common stock, par value $0.001 per share (the “Common Stock”) that become issuable under the 2015 Equity Incentive Award Plan (the “2015 Plan”) by reason of any stock dividend, stock split, recapitalization or similar transaction effected without the Registrant’s receipt of consideration which would increase the number of outstanding shares of Common Stock.

(2)

Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(h) and Rule 457(c) promulgated under the Securities Act. The offering price per share and the aggregate offering price for shares reserved for future issuance under the 2015 Plan are based on the average of the high and the low price of Registrant’s Common Stock as reported on The Nasdaq Capital Market on March 19, 2021. The chart below details the calculations of the registration fee:

 

Securities		Number of Shares				Offering Price Per Share				Aggregate Offering Price
Shares reserved for future grant under the 2015 Plan			1,909,163			$	4.21	(2)		$	8,037,576.23
Proposed Maximum Aggregate Offering Price										$	8,037,576.23
Registration Fee										$	876.90

 

 

 

EXPLANATORY NOTE

This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 1,909,163 shares of the Registrant’s common stock issuable under the Registrant’s 2015 Equity Incentive Award Plan, for which a Registration Statement of the Registrant on Form S-8 (File No. 333-220841) is effective, as a result of the operation of an automatic annual increase provision therein, which added 1,909,163 shares of Common Stock.

INCORPORATION BY REFERENCE OF CONTENTS OF

REGISTRATION STATEMENT ON FORM S-8

Pursuant to Instruction E of Form S-8, the contents of the Registration Statement on Form S-8 filed with the Securities and Exchange Commission on October 5, 2017 (File No.  333-220841) are incorporated by reference herein.

Exhibit Index

 

Exhibit Number				Incorporated by Reference						Filed Herewith
		Exhibit Description		Form		Date		Number
4.1		Amended and Restated Certificate of Incorporation.		8-K		10/6/2015		3.1
4.2		Certificate of Amendment to Amended and Restated Certificate of Incorporation.		8-K		8/28/2017		3.1
4.3		Certificate of Amendment to Amended and Restated Certificate of Incorporation.		8-K		8/28/2017		3.2
4.4		Amended and Restated Bylaws.		8-K		10/6/2015		3.2
4.5		Form of Common Stock Certificate.		S-3		10/13/2017		4.5
5.1		Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.								X
23.1		Consent of KPMG LLP, independent registered public accounting firm.								X
23.2		Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1).								X
24.1		Power of Attorney. Reference is made to the signature page to the Registration Statement.								X
99.1(A)#		2015 Equity Incentive Award Plan.		10-K		3/20/2018		10.1
99.1(B)#		Form of Stock Option Grant Notice and Stock Option Agreement under the 2015 Equity Incentive Award Plan.		S-1/A		9/11/2015		10.9(B)
99.1(C)#		Form of Restricted Stock Award Grant Notice and Agreement and Form of Restricted Stock Unit Award Grant Notice and Agreement under the 2015 Equity Incentive Award Plan.		S-1/A		9/11/2015		10.9(C)

 

#	Indicates management contract or compensatory plan.

Signatures

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in Cambridge, Massachusetts on March 25, 2021.

 

Power of Attorney

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Aoife Brennan and Gregg Beloff, and each of them acting individually, as his or her true and lawful attorneys-in-fact and agents, each with full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registration Statement, including post-effective amendments or any abbreviated registration statement and any amendments thereto filed pursuant to Rule 462(b) increasing the number of securities for which registration is sought, and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, with full power of each to act alone, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his, her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Name		Title		Date
/s/    AOIFE BRENNAN		President, Chief Executive Officer, and Director		March 25, 2021
Aoife Brennan		(Principal Executive Officer)
/s/    GREGG BELOFF		Interim Chief Financial Officer		March 25, 2021
Gregg Beloff		(Principal Financial Officer and Principal Accounting Officer)
/s/    PETER BARRETT
Peter Barrett		Chairman of the Board		March 25, 2021
/s/    MICHAEL BURGESS
Michael Burgess		Director		March 25, 2021
/s/    MICHAEL HEFFERNAN
Michael Heffernan		Director		March 25, 2021
/s/    PATRICIA HURTER
Patricia Hurter		Director		March 25, 2021
/s/    LISA KELLY-CROSWELL
Lisa Kelly-Croswell		Director		March 25, 2021
/s/    CHAU KHUONG
Chau Khuong		Director		March 25, 2021

/s/    NICK LESCHLY
Nick Leschly		Director		March 25, 2021
/s/    EDWARD MATHERS
Edward Mathers		Director		March 25, 2021
/s/    RICHARD P. SHEA
Richard P. Shea		Director		March 25, 2021