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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
450 Fifth Street NW
Washington, D.C. 29549
 
 
 
Form
8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d)
 
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
 
March 18, 2021
 
THE CATO CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
Delaware
1-31340
56-0484485
(State or Other Jurisdiction
of
 
Incorporation
(Commission
File Number)
(IRS Employer
Identification No.)
8100 Denmark Road
,
Charlotte
,
North Carolina
(Address of Principal Executive Offices)
28273-5975
(Zip Code)
(704)
554-8510
(Registrant’s Telephone
 
Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the
 
appropriate box
 
below if
 
the Form
 
8-K filing
 
is intended
 
to simultaneously
 
satisfy the
 
filing obligation
 
of the
 
registrant
under any of the following provisions:
 
 
 
Written communications pursuant to
 
Rule 425 under the Securities Act (17 CFR 230.425)
 
 
Soliciting material pursuant to Rule 14a-12 under the Exchange
 
Act (17 CFR 240.14a-12)
 
 
Pre-commencement communications pursuant to Rule 14d
 
-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
Pre-commencement communications pursuant to Rule 13e
 
-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A - Common Stock, par value $.033 per share
CATO
New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging
 
growth company as defined in as defined in Rule 405
 
of the Securities
Act of 1933 (§230.405 of this chapter) or Rule 12b
 
-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
 
 
 
If an emerging growth company,
 
indicate by check mark if the registrant has elected not to
 
use the extended transition period for
complying with any new or revised financial accounting standards
 
provided pursuant to Section 13(a) of the Exchange Act.
 
 
2
 
THE CATO
 
CORPORATION
 
Item 2.02.
 
Results of Operations and Financial Condition.
 
On March 18, 2021, The Cato Corporation issued a press release regarding its financial results
for the fourth quarter ending January 30, 2021.
 
A copy of this press release is furnished as
Exhibit 99.1 hereto.
 
Item 9.01.
 
Financial Statements and Exhibits.
 
(d)
 
Exhibits
 
 
Exhibit 104 – Cover Page Interactive Data File (embedded within Inline XBRL
document)
 
 
 
 
 
3
 
Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant
 
has duly caused this
report to be signed on its behalf by the undersigned thereunto duly
 
authorized.
 
 
THE CATO
 
CORPORATION
 
 
March 19, 2021
/s/ John P.
 
D. Cato
Date
John P.
 
D. Cato
Chairman, President and
Chief Executive Officer
March 19, 2021
/s/ John R. Howe
Date
John R. Howe
Executive Vice President
Chief Financial Officer
 
 
 
 
 
4
 
Exhibit Index
 
Exhibit
Exhibit
No.
99.1
Exhibit 104 – Cover Page Interactive Data File
(embedded within Inline XBRL document)
104