TTM TECHNOLOGIES INC false 0001116942 0001116942 2021-03-15 2021-03-15












Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 15, 2021




(Exact name of Registrant as specified in its charter)




Delaware   0-31285   91-1033443

(State of




File Number)


(I.R.S. Employer

Identification No.)


200 East Sandpointe, Suite 400, Santa Ana, CA   92707
(Address of principal executive offices)   (Zip Code)

(714) 327-3000

Registrant’s telephone number, including area code


(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

Common Stock   TTMI   NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 1.02

Termination of a Material Definitive Agreement.

Information set forth in Item 8.01 below, as to the satisfaction and discharge of the Indenture governing the Notes (as defined below), is incorporated by reference into this Item 1.02.


Item 8.01

Other Events.

Pursuant to a notice of redemption issued by TTM Technologies Inc. (the “Company”), the Company completed the redemption on March 15, 2021 of all of its 5.625% Senior Notes due 2025 (the “Notes”) that were outstanding, and that had not been validly tendered in accordance with the tender offer for the Notes commenced by the Company on February 23, 2021. The Notes were redeemed in accordance with the terms of the Indenture dated as of September 28, 2017 governing the Notes, as amended or supplemented to date (the “Indenture”).

On March 12, 2021, the Company irrevocably deposited with Wilmington Trust, National Association, as trustee sufficient funds to fund the redemption of the outstanding Notes. After deposit of such funds, the Indenture was satisfied and discharged in accordance with its terms. As a result of the satisfaction and discharge of the Indenture, the Company and guarantors party to the Indenture have been released from their obligations with respect to the Indenture and the Notes, except with respect to those provisions of the Indenture that, by their terms, survive the satisfaction and discharge of the Indenture.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: March 16, 2021     By:  

/s/ Daniel J. Weber

      Daniel J. Weber
      Executive Vice President, General Counsel & Secretary