6-K 1 d150672d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of March 2021

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X             Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   NOMURA HOLDINGS, INC.
Date: March 4, 2021    By:  

/s/ Yoshifumi Kishida

     Yoshifumi Kishida
     Senior Managing Director


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[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on March 3, 2021]

 

1.

Reason for Submission

As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on March 2, 2021, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.

 

2.

Matters Reported

(1) Representative Executive Officer to retire

 

 

Name    

(Date of Birth)    

 

  

New Title and    

Position    

  

Former Title and    

Position    

  

Number of Shareholdings  

(in hundreds)

   Date of Change  

 

Toshio Morita

(April 17, 1961)

       

 

Director, Representative  

Executive Officer  

 

  

 

2,839

  

 

As of the annual general  

shareholders meetings to be  

held in June, 2021  

 

øThe Number of Shareholdings is stated as of September 30, 2020.

(2) Representative Executive Officer to be appointed

 

Title and Position  

Name

(Date of Birth)

  Date of Change  

 

Number of

  Shareholdings  

(in hundreds)

 

  Business Experience
         

Representative Executive Officer

and Deputy President

 

Tomoyuki Teraguchi  

(Aug. 4, 1962)

  Apr. 1, 2021   1,359   Apr. 1986   Joined the Company
       

 

Apr. 2009

 

 

Senior Managing Director of Nomura Securities Co., Ltd.

              Apr. 2016  

Senior Managing Director of the Company

 

Representative Executive Officer of Nomura Securities Co., Ltd.

         
              Apr. 2017  

Senior Managing Director of the Company

 

Representative Executive Officer and Senior Corporate Managing Director of Nomura Securities Co., Ltd.

         
              Apr. 2019  

Executive Managing Director and Chief Compliance Officer of the Company

 

Representative Director and Executive Vice President of Nomura Securities Co., Ltd.

         
                Apr. 2020  

Executive Managing Director, Chief of Staff and Chief Compliance Officer of the Company (Current)

 

Representative Director and Deputy President of Nomura Securities Co., Ltd. (Current)

 

øThe Number of Shareholdings is stated as of September 30, 2020.

END