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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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Item 7.01 |
Regulation FD Disclosure
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Item 9.01 |
Financial Statements and Exhibits.
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(d)
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Exhibits
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Exhibit
No. |
Description
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Press release of KKR & Co. Inc., dated March 4, 2021, announcing the appointment of Arturo Gutiérrez and Dane Holmes as directors (this exhibit is furnished and not filed).
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Exhibit 104
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Cover Page Interactive Data File, formatted in Inline XBRL
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KKR & CO. INC.
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Date: March 4, 2021
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By:
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/s/ Christopher Lee
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Name:
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Christopher Lee
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Title:
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Assistant Secretary
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