SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Rutledge Napoleon B JR

(Last) (First) (Middle)
2999 WILDWOOD PKWY

(Street)
ATLANTA GA 30339

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2021
3. Issuer Name and Ticker or Trading Symbol
GENUINE PARTS CO [ GPC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Finance & Chief Acctg Off
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,627 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right 04/02/2013(1) 04/02/2022 Common Stock 1,500 63.28 D
Stock Appreciation Right 04/01/2014(2) 04/01/2023 Common Stock 1,300 77.12 D
Stock Appreciation Right 04/01/2015(3) 04/01/2024 Common Stock 1,150 86.8 D
Stock Appreciation Right 04/01/2016(4) 04/01/2025 Common Stock 1,175 91.75 D
Stock Appreciation Right 04/01/2017(5) 04/01/2026 Common Stock 1,175 99.72 D
Stock Appreciation Right 04/03/2018(6) 04/03/2027 Common Stock 1,260 90.34 D
Restricted Stock Units (7) (7) Common Stock 440 (8) D
Restricted Stock Units (9) (9) Common Stock 1,453 (8) D
Restricted Stock Units (10) (10) Common Stock 2,317 (8) D
Restricted Stock Units (11) (11) Common Stock 3,445 (8) D
Explanation of Responses:
1. The stock appreciation rights were granted on 04/02/2012 and vest 1/3 per year beginning on the first anniversary of the grant date provided the reporting person is still employed on those dates, subject to earlier vesting in certain events.
2. The stock appreciation rights were granted on 04/01/2013 and vest 1/3 per year beginning on the first anniversary of the grant date provided the reporting person is still employed on those dates, subject to earlier vesting in certain events.
3. The stock appreciation rights were granted on 04/01/2014 and vest 1/3 per year beginning on the first anniversary of the grant date provided the reporting person is still employed on those dates, subject to earlier vesting in certain events.
4. The stock appreciation rights were granted on 04/01/2015 and vest 1/3 per year beginning on the first anniversary of the grant date provided the reporting person is still employed on those dates, subject to earlier vesting in certain events.
5. The stock appreciation rights were granted on 04/01/2016 and vest 1/3 per year beginning on the first anniversary of the grant date provided the reporting person is still employed on those dates, subject to earlier vesting in certain events.
6. The stock appreciation rights were granted on 04/03/2017 and vest 1/3 per year beginning on the first anniversary of the grant date provided the reporting person is still employed on those dates, subject to earlier vesting in certain events.
7. The restricted stock units will vest and convert to shares of common stock on December 1, 2021 provided the reporting person is still employed on that date, subject to earlier vesting in certain events.
8. Each restricted stock unit represents a contingent right to receive one share of GPC common stock at a future date.
9. The restricted stock units will vest and convert to shares of common stock on May 1, 2021 provided the reporting person is still employed on that date, subject to earlier vesting in certain events.
10. The restricted stock units will vest and convert to shares of common stock on May 1, 2022 provided the reporting person is still employed on that date, subject to earlier vesting in certain events.
11. The restricted stock units will vest and convert to shares of common stock on May 1, 2023 provided the reporting person is still employed on that date, subject to earlier vesting in certain events.
Remarks:
Jennifer Ellis Attorney in Fact 03/02/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.