SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Bennett Todd C.
(Last) (First) (Middle)
12212 TECHNOLOGY BLVD
(Street)
AUSTIN TX 78727
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LUMINEX CORP [ LMNX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Global Sales & Cust Ops
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2021 M 745 A $15.93 34,878 D
Common Stock 02/25/2021 M 8,507 A $16.74 43,385 D
Common Stock 02/25/2021 M 31,285 A $19.13 74,670 D
Common Stock 02/25/2021 M 18,771 A $19.13 93,441 D
Common Stock 02/25/2021 M 43,955 A $18.04 137,396 D
Common Stock 02/25/2021 M 12,848 A $21.98 150,244 D
Common Stock 02/25/2021 M 5,396 A $24.43 155,640 D
Common Stock 02/25/2021 S 40,537(1) D $33.0702 115,103 D
Common Stock 02/25/2021 S 80,970(1) D $34.5501 34,197(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right To Buy) $15.93 02/25/2021 M 745 03/11/2017 03/11/2022 Common Stock 745 $15.93 0 D
Stock Option (Right To Buy) $16.74 02/25/2021 M 8,507 07/16/2017 10/01/2022 Common Stock 8,507 $16.74 0 D
Stock Option (Right To Buy) $19.13 02/25/2021 M 31,285 03/22/2017 03/22/2023 Common Stock 31,285 $19.13 0 D
Stock Option (Right To Buy) $19.13 02/25/2021 M 18,771 03/22/2017 03/22/2023 Common Stock 18,771 $19.13 0 D
Stock Option (Right To Buy) $18.04 02/25/2021 M 43,955 03/10/2018 03/10/2024 Common Stock 43,955 $18.04 14,652 D
Stock Option (Right To Buy) $21.98 02/25/2021 M 12,848 03/12/2019 03/12/2025 Common Stock 12,848 $21.98 12,849 D
Stock Option (Right To Buy) $24.43 02/25/2021 M 5,396 03/12/2020 03/12/2026 Common Stock 5,396 $24.43 16,191 D
Explanation of Responses:
1. This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on August 26, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
2. This balance includes a total of 64 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 34 shares obtained March 29, 2020 and 30 shares obtained November 30, 2020.
Remarks:
/S/ HARRISS T.CURRIE AS ATTORNEY-IN-FACT FOR TODD C. BENNETT 02/26/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.