UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 24, 2021 (
(Exact name of Registrant as Specified in Its Charter)
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.02. Results of Operations and Financial Condition
On February 23, 2021, the Board of Directors (the “Board”) of PGT Innovations, Inc. (the “Company”), upon the recommendation of its Governance Committee, approved the election of Xavier Boza to its Board of Directors, effective March 1, 2021, to serve as a Class I member of the Company’s Board of Directors until the 2022 annual meeting of stockholders, or until his successor is duly elected and qualified. In connection with Mr. Boza’s election, the Board increased its size from nine to ten directors. Mr. Boza also was appointed to the Compensation Committee of the Board of Directors, effective March 1, 2021.
Mr. Boza has no arrangements or understandings pursuant to which he was elected as a director and does not have any transactions reportable under Item 404(a) of Regulation S-K. Mr. Boza will receive the same compensation as the Company’s other non-employee directors, which is described in the Company’s Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 27, 2020.
The February 24, 2021 press release announcing the election of Mr. Boza to the Board is attached hereto as Exhibit 99.1 and incorporated herein by reference.
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ITEM 9.01. |
Financial Statements and Exhibits |
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(d) |
Exhibits |
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Exhibit No. |
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Description |
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Press release of PGT Innovations, Inc., dated February 24, 2021 |
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104 |
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Cover Page Interactive Date File - the cover page XBRL tags are embedded within the Inline XBRL document |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
PGT INNOVATIONS, INC.
By: /s/ Brad West
Name: Brad West
Title: Senior Vice President and Interim Chief Financial Officer
Dated: February 24, 2021
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EXHIBIT INDEX
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Exhibit No. |
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Description |
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Press release of PGT Innovations, Inc., dated February 24, 2021 |
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104 |
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Cover Page Interactive Date File - the cover page XBRL tags are embedded within the Inline XBRL document |
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