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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 24, 2021

 

PGT Innovations, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-37971

20-0634715

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

 

 

1070 Technology Drive,

North Venice, FL

 

34275

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (941) 480-1600

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock, Par Value $0.01 Per Share

 

PGTI

 

New York Stock Exchange, Inc.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 



 

ITEM 2.02. Results of Operations and Financial Condition

 

On February 24, 2021, PGT Innovations, Inc. (the “Company”) issued a press release announcing its financial results for its fourth quarter and fiscal year ended January 2, 2021.

 

On the same date, the Company posted an earnings presentation on its investor relations website at http://ir.pgtinnovations.com. The earnings presentation is being made available in connection with the Company’s earnings conference call and audio webcast on February 24, 2021 at 10:30 a.m. E.T. The press release and the earnings presentation are furnished as Exhibits 99.1 and 99.2, respectively, to this Current Report on Form 8-K and are hereby incorporated herein by reference.

 

ITEM 7.01. Regulation FD Disclosure

 

The information set forth above under Item 2.02 is hereby incorporated herein by reference.

 

The information contained in this paragraph, as well as Exhibit 99.1 and Exhibit 99.2 referenced herein, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933.

 

ITEM 9.01.

Financial Statements and Exhibits

 

(d)

Exhibits

 

 

 

Exhibit No.

  

Description

99.1

  

Press release of PGT Innovations, Inc., dated February 24, 2021

99.2

  

Earnings presentation dated February 24, 2021

104

  

Cover Page Interactive Date File - the cover page XBRL tags are embedded within the Inline XBRL document

 

 

 


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SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

PGT INNOVATIONS, INC.

 

 

By:  /s/ Brad West                                                                  

       Name:  Brad West

       Title:  Senior Vice President and Interim Chief Financial Officer

 

 

Dated:  February 24, 2021


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EXHIBIT INDEX

 

 

 

 

Exhibit No.

  

Description

99.1

  

Press release of PGT Innovations, Inc., dated February 24, 2021

99.2

  

Earnings presentation dated February 24, 2021

104

  

Cover Page Interactive Date File - the cover page XBRL tags are embedded within the Inline XBRL document

 

 

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