SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
KIM AGNES C

(Last) (First) (Middle)
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE

(Street)
PAOLI PA 19301-9713

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Exhibit 99.1
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 12/17/2020 S4 816,613 A $15.41 23(1) D
Common Stock 12/17/2020 S4 816,613 A $15.41 23(2) D
Common Stock 12/17/2020 S4 816,613 A $15.41 23(3) D
Common Stock 12/17/2020 S4 1,633,226 A $15.41 23(4) D
Common Stock 12/21/2020 G 4,083,065 D $15.01 23(5) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On December 17, 2020, the James J. Kim 2008 Trust FBO Alexandra Kim Panichello & Descendants dated 2/5/08 sold 816,613 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
2. On December 17, 2020, the James J. Kim 2008 Trust FBO Jacqueline Mary Panichello & Descendants dated 2/5/08 sold 816,613 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
3. On December 17, 2020, the James J. Kim 2008 Trust FBO Dylan James Panichello & Descendants dated 2/5/08 sold 816,613 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
4. On December 17, 2020, the James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08 sold 1,633,226 shares of Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a Note payable to her by such trust. Susan Y. Kim and John T. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
5. On December 21, 2020, the reporting person transferred 4,083,065 shares of the Issuer's Common Stock to the Agnes C. Kim 2020-1 Qualified Annuity Trust U/A Dated 12/16/20 as a gift. Susan Y. Kim is the sole trustee of the trust. This transaction was previously reported on Form 3 for the trust and Form 4 for Susan Y. Kim. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks:
/s/ Mark N. Rogers, as Attorney in Fact 02/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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