SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Greenspring Associates, LLC

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/02/2021
3. Issuer Name and Ticker or Trading Symbol
Oblong, Inc. [ OBLG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,554,541 I See footnote(1)
Common Stock 945,168 I See footnote(2)
Common Stock 91,182 I See footnote(3)
Common Stock 1,101,770 I See footnote(4)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Greenspring Associates, LLC

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Newhall Charles Ashton

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lim James

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Greenspring Opportunities III, L.P.

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Greenspring Global Partners VII-A, L.P.

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Greenspring Global Partners VII-C, L.P.

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Greenspring Opportunities IV, L.P.

(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700

(Street)
OWINGS MILLS MD 21117

(City) (State) (Zip)
Explanation of Responses:
1. The securities are directly held by Greenspring Opportunities III, L.P. ("Opportunities III"). Greenspring Opportunities General Partners III, L.P. is the general partner of Opportunities III, and Greenspring Opportunities GP III, LLC is the general partner of Greenspring General Partners III, L.P. Greenspring Associates, LLC (???Greenspring???) is the sole member of Greenspring Opportunities GP III, LLC. Charles Ashton Newhall and James Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
2. The securities are directly held by Greenspring Global Partners VII-A, L.P. ("Global Partners VII-A"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-A, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
3. The securities are directly held by Greenspring Global Partners VII-C, L.P. ("Global Partners VII-C"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-C, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
4. The securities are directly held by Greenspring Opportunities IV, L.P. ("Opportunities IV"). Greenspring Opportunities General Partner IV, L.P. is the general partner of Opportunities IV, and Greenspring Opportunities GP IV, LLC is the general partner of Greenspring General Partner IV, L.P. Greenspring is the sole member of Greenspring Opportunities GP IV, LLC. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Eric Thompson - for Greenspring Associates, LLC, By: Eric Thompson, Chief Operating Officer 02/12/2021
/s/ Eric Thompson - for C. Ashton Newhall, as Attorney-in-Fact 02/12/2021
/s/ Eric Thompson - for James Lim, as Attorney-in-Fact 02/12/2021
/s/ Eric Thompson - for Greenspring Opportunities III, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring Opportunities GP III, LLC, gp of Greenspring Opportunities General Partner III, L.P., its gp 02/12/2021
/s/ Eric Thompson - for Greenspring Global Partners VII-A, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring GP VII, Ltd., gp of Greenspring General Partner VII, L.P., its gp 02/12/2021
/s/ Eric Thompson - for Greenspring Global Partners VII-C, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring GP VII, Ltd., gp of Greenspring General Partner VII, L.P., its gp 02/12/2021
/s/ Eric Thompson - for Greenspring Opportunities IV, L.P., By: Eric Thompson, COO of Greenspring Associates LLC, sole member of Greenspring Opportunities GP IV, LLC, gp of Greenspring Opportunities General Partner IV, L.P., its gp 02/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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