SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
HORRIGAN D GREG

(Last) (First) (Middle)
C/O SILGAN HOLDINGS INC.
4 LANDMARK SQUARE, SUITE 400

(Street)
STAMFORD CT 06901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SILGAN HOLDINGS INC [ SLGN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 11/09/2020 G 200,000(1) D $0 8,501,403 D
Common Stock 09/28/2020 G 1,098,998(2) D $0 1,276,030 I By GRAT(3)
Common Stock 09/28/2020 G 1,098,998(2) A $0 2,178,070 I By Trust(4)
Common Stock 12/18/2020 G 1,742,456(5) D $0 435,614 I By Trust(4)
Common Stock 12/18/2020 G 1,742,456(5) A $0 1,742,456 I By Trust(6)
Common Stock 12/23/2020 G 435,614 D $0 0 I By Trust(4)
Common Stock 1,233,584 I By Horrigan Family Limited Partnership(7)
Common Stock 34,634 I By Trust(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were gifted by the reporting person to a family foundation of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares, but over which neither the reporting person nor his spouse has any pecuniary interest.
2. These shares were gifted by a grantor retained annuity trust of which the reporting person and his spouse were co-trustees to a family trust of which the reporting person's spouse was a trustee with voting and dispositive power over the shares and as a result of which the reporting person may have been deemed to have had shared voting and dispositive power over the shares.
3. These shares are owned by a grantor retained annuity trust of which the reporting person is the sole trustee with voting and dispositive power over the shares.
4. These shares were owned by a family trust of which the reporting person's spouse was a trustee with voting and dispositive power over the shares and as a result of which the reporting person may have been deemed to have had shared voting and dispositive power over the shares.
5. These shares were gifted by a family trust of which the reporting person's spouse was a trustee to two family trusts of which the reporting person's spouse is a co-trustee with voting and dispositive power over the shares and as a result of which the reporting person may be deemed to have shared voting and dispositive power over the shares.
6. These shares are owned by family trusts of which the reporting person's spouse is a co-trustee with voting and dispositive power over the shares and as a result of which the reporting may be deemed to have shared voting and dispositive power over the shares.
7. The reporting person is the sole general partner of Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares.
8. These shares of Common Stock are owned by a family trust, of which the reporting person is the trustee with voting and dispositive power over the shares.
Remarks:
/s/ Frank W. Hogan, III, Attorney-in-fact for D. Greg Horrigan 02/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.