SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BYRD DARYL G

(Last) (First) (Middle)
165 MADISON AVE

(Street)
MEMPHIS TN 38103

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2020
3. Issuer Name and Ticker or Trading Symbol
FIRST HORIZON CORP [ FHN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman of Board
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/13/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,627,110(1) D
Common Stock 62,822(1) I 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) 07/01/2020(2) 03/10/2021 Common Stock 8,237 12.14 D
Stock Options (Right to Buy) 07/01/2020(2) 03/10/2021 Common Stock 99,876 12.14 D
Stock Options (Right to Buy) 07/01/2020(2) 02/22/2022 Common Stock 146,568 11.42 D
Stock Options (Right to Buy) 07/01/2020(2) 02/22/2022 Common Stock 8,760 11.42 D
Stock Options (Right to Buy) 07/01/2020(2) 02/19/2023 Common Stock 8,750 11.43 D
Stock Options (Right to Buy) 07/01/2020(2) 02/19/2023 Common Stock 43,103 11.43 D
Stock Options (Right to Buy) 07/01/2020(2) 02/17/2024 Common Stock 67,338 14.27 D
Stock Options (Right to Buy) 07/01/2020(2) 02/20/2025 Common Stock 73,068 13.65 D
Stock Options (Right to Buy) 07/01/2020(2) 02/18/2026 Common Stock 111,725 10.33 D
Stock Options (Right to Buy) 07/01/2020(2) 02/18/2026 Common Stock 9,681 10.33 D
Stock Options (Right to Buy) 07/01/2020(2) 02/15/2027 Common Stock 5,354 18.68 D
Stock Options (Right to Buy) 07/01/2020(2) 02/15/2027 Common Stock 45,560 18.68 D
Stock Options (Right to Buy) 07/01/2020(2) 02/22/2028 Common Stock 5,574 17.94 D
Stock Options (Right to Buy) 07/01/2020(2) 02/22/2028 Common Stock 53,898 17.94 D
Stock Options (Right to Buy) 07/01/2020(2) 01/11/2029 Common Stock 6,518 15.35 D
Stock Options (Right to Buy) 07/01/2020(2) 01/11/2029 Common Stock 69,585 15.35 D
Stock Options (Right to Buy) 01/09/2021(2) 01/09/2030 Common Stock 6,243 16.01 D
Stock Options (Right to Buy) 01/09/2021(2) 01/09/2030 Common Stock 77,254 16.01 D
Explanation of Responses:
1. Column 2 reports shares owned immediately after closing First Horizon's merger with IBERIABANK Corporation (IBKC), estimated based on the merger exchange ratio. Of those, 299,371 comprise a restricted stock award that will vest on 1/1/2021, and 142,259 shares comprise a restricted stock award that will vest in three equal annual parts beginning on 1/9/2021.
2. Options with a "Date Exercisable" of 7/1/2020 were fully exercisable immediately after the closing of First Horizon's merger with IBERIABANK Corporation. The options that expire on 1/9/2030 will become exercisable in three equal annual parts beginning on 1/9/2021. Pairs of options, that have the same exercise price and expiration date, consist of ISOs and NQSOs, respectively.
/s/ John A. Niemoeller, attorney-in-fact 02/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.