UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
(Exact Name of Registrant as Specified in Its Charter)
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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(Address of Principal Executive Offices) |
(Zip Code) |
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(Registrant’s Telephone Number, Including Area Code) |
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(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading Symbols |
Name of each exchange on which registered |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 5. Corporate Governance and Management
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Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
The Annual Meeting of Stockholders was held on February 10, 2021. Three proposals were before the meeting:
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Elect eight directors to serve until the 2022 Annual Meeting of Stockholders; |
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Advisory vote to approve the compensation of our named executive officers (Say-on-Pay); |
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Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as PTC’s independent registered public accounting firm for the current fiscal year. |
The votes with respect to the proposals are set forth below.
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Elect Eight Directors to Serve until the 2022 Annual Meeting of Stockholders. |
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For |
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Withheld |
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Broker Non-Votes |
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Janice Chaffin |
93,568,082 |
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10,279,064 |
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3,874,960 |
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Phillip Fernandez |
98,557,454 |
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5,289,692 |
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3,874,960 |
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James Heppelmann |
103,323,147 |
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523,999 |
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3,874,960 |
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Klaus Hoehn |
102,480,026 |
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1,367,120 |
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3,874,960 |
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Paul Lacy |
96,614,016 |
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7,233,130 |
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3,874,960 |
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Corinna Lathan |
103,191,466 |
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655,680 |
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3,874,960 |
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Blake Moret |
101,528,706 |
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2,318,440 |
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3,874,960 |
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Robert Schechter |
98,005,642 |
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5,841,504 |
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3,874,960 |
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Advisory Vote to Approve the Compensation of Our Named Executive Officers (Say-on-Pay). |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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51,396,428 |
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52,332,597 |
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118,121 |
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3,874,960 |
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Advisory Vote to Confirm the Selection of PricewaterhouseCoopers LLP as PTC’s Independent Registered Public Accounting Firm for the Current Fiscal Year. |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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101,217,949 |
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6,420,086 |
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84,071 |
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Section 9 – Financial Statements and Exhibits
Item 9.01.Financial Statements and Exhibits.
(d)Exhibits.
104Cover Page Interactive Data File (formatted as Inline XBRL).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PTC INC. |
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By: |
/s/ Aaron C. von Staats |
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Date: February 10, 2021 |
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Aaron C. von Staats |
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Executive Vice President, General Counsel |
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