8-K 1 mnsb-8k_20210202.htm 8-K mnsb-8k_20210202.htm

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 2, 2021

 

 

 

MainStreet Bancshares, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Virginia

001-38817

81-2871064

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

10089 Fairfax Boulevard, Fairfax, VA

 

22030

(Address of Principal Executive Offices)

 

(Zip Code)

(703) 481-4567

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock

 

MNSB

 

The Nasdaq Stock Market LLC

Depositary Shares (each representing a 1/40th

interest in a share of 7.50% Series A Fixed-Rate

Non-cumulative Perpetual Preferred Stock)

 

MNSBP

 

The Nasdaq Stock Market LLC

 


 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 


 

 

Item 7.01.  Regulation FD Disclosure

On February 3, 2021, the Company is participating in the virtual Janney CEO Forum. The investor presentation included as Exhibit 99.1 to this Current Report on Form 8-K contains reference slides which will be used during the virtual conference calls. The investor presentation will be made available to Conference attendees on or after February 2, 2021, and will be posted to the Company’s website.

Pursuant to Regulation FD, the investor presentation is attached hereto as Exhibit 99.1 and is incorporated by reference. The information presented herein pursuant to Item 7.01 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and it shall not be deemed incorporated by reference in any filing under the Exchange Act, or the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing to this Form 8-K.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

 

Exhibit No.

 

Description

 

 

 

 

 

99.1

 

Investor Presentation dated February 3, 2021.

 

 

 

 

1


 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

MAINSTREET BANCSHARES, INC

 

 

 

 

Date: February 2, 2021

 

By:

/s/ Thomas J. Chmelik

 

 

 

Name: Thomas J. Chmelik

 

 

 

Title: Chief Financial Officer

 

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