SC 13G/A 1 d61018dsc13ga.htm SC 13G AMENDMENT NO. 3 SC 13G Amendment No. 3

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

Toyota Motor Corp.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

892331307

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☑:

Rule 13d-1(b)

 

☐:

Rule 13d-1(c)

 

☐:

Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Financial Group, Inc.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  152,945,289

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  152,945,289

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  152,945,289

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  5.4%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

2


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  MUFG Bank, Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  42,886,181

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  42,886,181

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  42,886,181

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  1.5%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

3


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Trust and Banking Corporation

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  103,021,727

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  103,021,727

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  103,021,727

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  3.6%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

4


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  16,816,644

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  16,816,644

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  16,816,644

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.6%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

5


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  First Sentier Investors Holdings Pty Ltd

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  506,684

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  506,684

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  506,684

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

6


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  MU Investments Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  331,600

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  331,600

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  331,600

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

7


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Securities Holdings Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  7,037,381

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  7,037,381

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  7,037,381

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.2%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

8


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  MUFG Securities EMEA plc

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  London, United Kingdom

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  3,470,000

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  3,470,000

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  3,470,000

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.1%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

9


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  3,100,368

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  3,100,368

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  3,100,368

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.1%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

10


CUSIP NO. 892331307

 

  1      

 

  NAME OF REPORTING PERSON

 

  au Kabucom Securities Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  467,013

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  467,013

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  467,013

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

11


CUSIP NO. 892331307

 

ITEM 1

       
   (a)             Name of Issuer   
     Toyota Motor Corp.   
  (b)    Address of Issuer’s Principal Executive Offices   
     1 Toyota-cho, Toyota-shi, Aichi 471-8571, Japan   

ITEM 2

       
   (a)    Names of Persons Filing   
     Mitsubishi UFJ Financial Group, Inc. (“MUFG”)   
     MUFG Bank, Ltd. (“MUBK”)   
     Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)   
     Mitsubishi UFJ Kokusai Asset Management Co., Ltd. (“MUKAM”)   
     First Sentier Investors Holdings Pty Ltd (“FSIHD”)   
     MU Investments Co., Ltd. (“MUI”)   
     Mitsubishi UFJ Securities Holdings Co.,Ltd. (“MUSHD”)   
     MUFG Securities EMEA plc (“MUSEMEA”)   
     Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)   
     au Kabucom Securities Co., Ltd. (“KC”)   
   (b)    Address of Principal Business Office or, if none, Residence   
     MUFG :   
     7-1 Marunouchi 2-chome, Chiyoda-ku   
     Tokyo 100-8330, Japan   
     MUBK :   
     7-1 Marunouchi 2-chome, Chiyoda-ku   
     Tokyo 100-8388, Japan   
     MUTB :   
     4-5 Marunouchi 1-chome, Chiyoda-ku   
     Tokyo 100-8212, Japan   
     MUKAM :   
     12-1 Yurakucho 1-chome, Chiyoda-ku   
     Tokyo 100-0006, Japan   
     FSIHD :   
     Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue,   
    

Barangaroo, NSW, 2000, Australia

  

 

12


CUSIP NO. 892331307

 

                 

 

                 

  

MUI :

  
    

3-11 Kandasurugadai 2-chome, Chiyoda-ku

  
    

Tokyo 101-0062, Japan

  
    

MUSHD :

  
    

9-2, Otemachi 1-chome, Chiyoda-ku

  
    

Tokyo 100-8127 , Japan

  
    

MUSEMEA :

  
    

Ropemaker Place,25 Ropemaker Street,London,EC2Y 9AJ,

  
    

United Kingdom

  
    

MUMSS :

  
    

9-2, Otemachi 1-chome, Chiyoda-ku

  
    

Tokyo 100-8127 , Japan

  
    

KC :

  
    

3-2 Otemachi 1-chome, Chiyoda-ku

  
    

Tokyo 100-0004, Japan

  
 

(c)

  

Citizenship

  
    

MUFG, MUBK, MUTB, MUKAM, MUI, MUSHD, MUMSS and KC: Japan

  
    

MUSEMEA: United Kingdom

  
    

FSIHD: Commonwealth of Australia

  
 

(d)

  

Title of Class of Securities

  
    

Common Stock

  
 

(e)         

  

CUSIP Number

  
    

892331307(this CUISIP number is for the issuer’s American Depository Shares, not the Common Stock)

  

ITEM 3

    

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  

 

 

MUFG:    

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

13


CUSIP NO. 892331307

 

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Parent holding company

 

MUBK:    

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Bank

 

MUTB:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

14


CUSIP NO. 892331307

 

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Bank

 

MUKAM:    

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Investment adviser

 

15


CUSIP NO. 892331307

 

 

FSIHD:    

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Parent holding company

 

MUI:        

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

16


CUSIP NO. 892331307

 

         

 

         

  

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Investment adviser

 

MUSHD:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Securities holding company

 

MUSEMEA:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

17


CUSIP NO. 892331307

 

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Broker-dealer, Bank

 

MUMSS:    

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Broker-dealer

 

KC:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

18


CUSIP NO. 892331307

 

     (d)[  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

     (f)[  ]    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
     (g)[  ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     (i)[  ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     (j)[Ö]    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
     (k)[  ]    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Broker-dealer

ITEM 4

    

Ownership

     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
    

 

 For MUFG

  
    

 (a)

  

Amount beneficially owned:

   152,945,289
    

 (b)

  

Percent of class:

   5.38%
    

 (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   152,945,289
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   152,945,289
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
                 

For MUBK

  
    

(a)

  

Amount beneficially owned:

   42,886,181
    

(b)

  

Percent of class:

   1.51%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   42,886,181
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   42,886,181
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

19


CUSIP NO. 892331307

 

    

For MUTB

  
    

(a)

  

Amount beneficially owned:

   103,021,727
    

(b)

  

Percent of class:

   3.63%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   103,021,727
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   103,021,727
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUKAM

  
    

(a)

  

Amount beneficially owned:

   16,816,644
    

(b)

  

Percent of class:

   0.59%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   16,816,644
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   16,816,644
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For FSIHD

  
    

(a)

  

Amount beneficially owned:

   506,684
    

(b)

  

Percent of class:

   0.02%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   506,684
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   506,684
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUI

  
    

(a)

  

Amount beneficially owned:

   331,600
    

(b)

  

Percent of class:

   0.01%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   331,600
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   331,600
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

20


CUSIP NO. 892331307

 

    

For MUSHD

  
    

(a)

  

Amount beneficially owned:

   7,037,381
    

(b)

  

Percent of class:

   0.25%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   7,037,381
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   7,037,381
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUSEMEA

  
    

(a)

  

Amount beneficially owned:

   3,470,000
    

(b)

  

Percent of class:

   0.12%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   3,470,000
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   3,470,000
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUMSS

  
    

(a)

  

Amount beneficially owned:

   3,100,368
    

(b)

  

Percent of class:

   0.11%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   3,100,368
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   3,100,368
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For KC

  
    

(a)

  

Amount beneficially owned:

   467,013
    

(b)

  

Percent of class:

   0.02%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   467,013
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   467,013
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

21


CUSIP NO. 892331307

 

ITEM 5

                 

Ownership of Five Percent or Less of a Class

  
    

Not applicable.

ITEM 6

    

Ownership of More than Five Percent on Behalf of Another Person

  
    

Not applicable.

ITEM 7

    

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

    

As of December 31, 2020, MUFG beneficially owns 152,945,289 shares of the issuer indirectly through its subsidiaries as follows: MUBK holds 42,886,181 shares; MUTB holds 103,021,727 shares (indirectly through a subsidiary, MUKAM) (indirectly through a subsidiary, FSIHD) (indirectly through a subsidiary, MUI); MUSHD holds 7,037,381 shares (indirectly through a subsidiary, MUSEMEA) (indirectly through a subsidiary, MUMSS); and (indirectly through a subsidiary, KC). Furthermore, FSIHD holds 506,684 shares (indirectly through a subsidiary, First Sentier Investors Realindex Pty Ltd).

ITEM 8

    

Identification and Classification of Members of the Group

    

Not applicable.

ITEM 9

    

Notice of Dissolution of Group

    

Not applicable.

ITEM 10

    

Certifications

    

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

22


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

Mitsubishi UFJ Financial Group, Inc.

By:

 

/s/ Riyuuichirou Sakuma

Name:

 

Riyuuichirou Sakuma

Title:

 

Managing Director,

Deputy Head of Credit Policy & Planning Division

 

23


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

MUFG Bank, Ltd.

By:

 

/s/ Riyuuichirou Sakuma

Name:

 

Riyuuichirou Sakuma

Title:

 

Managing Director,

Deputy Head of Credit Policy & Planning Division

 

24


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

Mitsubishi UFJ Trust and Banking Corporation

By:

 

/s/ Kota Goto

Name:

 

Kota Goto

Title:

 

Senior Deputy General Manager,

Asset Management and Investor Services Planning Division

 

25


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

By:

 

/s/ Takashi Miyazaki

Name:

 

Takashi Miyazaki

Title:

 

Executive Officer,

General Manager of Risk Management Division

 

26


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

First Sentier Investors Holdings Pty Ltd

By:

 

/s/ Yutaka Kawakami

Name:

 

Yutaka Kawakami

Title:

 

Deputy CEO

 

27


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

MU Investments Co., Ltd.

By:

 

/s/ Yasuhiko Haraguchi

Name:

 

Yasuhiko Haraguchi

Title:

 

Director

 

28


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

Mitsubishi UFJ Securities Holdings Co.,Ltd.

By:

 

/s/ Riyuuichirou Sakuma

Name:

 

Riyuuichirou Sakuma

Title:

 

Chief Manager of Corporate Planning Division

 

29


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

MUFG Securities EMEA plc

By:

 

/s/ Douglas Tucker

Name:

 

Douglas Tucker

Title:

 

Chief Compliance Officer

 

30


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

By:

 

/s/ Riyuuichirou Sakuma

Name:

 

Riyuuichirou Sakuma

Title:

 

Chief Manager of Corporate Planning Division

 

31


CUSIP NO. 892331307

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 2, 2021

au Kabucom Securities Co., Ltd.

By:

 

/s/ Tsunehisa Uehara

Name:

 

Tsunehisa Uehara

Title:

 

Senior Executive Officer, Member of the Board

 

32